0000808450-18-000016.txt : 20180213 0000808450-18-000016.hdr.sgml : 20180213 20180213192933 ACCESSION NUMBER: 0000808450-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180210 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lisboa Persio V CENTRAL INDEX KEY: 0001624583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 18606169 MAIL ADDRESS: STREET 1: C/O NAVISTAR INTERNATIONAL CORPORATION STREET 2: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_151856815900315.xml FORM 4 X0306 4 2018-02-10 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001624583 Lisboa Persio V NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 EVP & Chief Operating Officer Common Stock 2018-02-10 4 F 0 7136 40.46 D 58349 D Common Stock 2018-02-11 4 M 0 6325 0 A 64674 D Common Stock 2018-02-11 4 D 0 6325 40.46 D 58349 D Common Stock 2018-02-11 4 M 0 7589 0 A 65938 D Common Stock 2018-02-11 4 D 0 7589 40.46 D 58349 D Deferred Share Units 2365 D Premium Shares Units 425 D Performance Rights 0.0 2018-02-11 4 M 0 6325 0 D 2018-02-11 2018-02-11 Common Stock 6325.0 0 D Performance Rights 0.0 2018-02-11 4 M 0 7589 0 D 2018-02-11 2018-02-11 Common Stock 7589.0 0 D On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018. On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018. The deferred share units were acquired under Navistar's Executive Stock Ownership Program. Each deferred share unit represents one share of Navistar common stock. The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock. Richard E. Bond Attorney in fact 2018-02-13