0000808450-18-000015.txt : 20180213
0000808450-18-000015.hdr.sgml : 20180213
20180213192916
ACCESSION NUMBER: 0000808450-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180210
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borst Walter G
CENTRAL INDEX KEY: 0001579692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09618
FILM NUMBER: 18606166
MAIL ADDRESS:
STREET 1: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP
CENTRAL INDEX KEY: 0000808450
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 363359573
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 331-332-5000
MAIL ADDRESS:
STREET 1: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
FORMER COMPANY:
FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NAVISTAR HOLDING INC
DATE OF NAME CHANGE: 19870528
4
1
wf-form4_151856814146155.xml
FORM 4
X0306
4
2018-02-10
0
0000808450
NAVISTAR INTERNATIONAL CORP
NAV
0001579692
Borst Walter G
NAVISTAR INTERNATIONAL CORPORATION
2701 NAVISTAR DRIVE
LISLE
IL
60532
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2018-02-10
4
F
0
11075
40.46
D
110894
D
Common Stock
2018-02-11
4
M
0
9487
0
A
120381
D
Common Stock
2018-02-11
4
D
0
9487
40.46
D
110894
D
Common Stock
2018-02-11
4
M
0
11384
0
A
122278
D
Common Stock
2018-02-11
4
D
0
11384
40.46
D
110894
D
Premium Share Units
10366
D
Performance Rights
0.0
2018-02-11
4
M
0
9487
0
D
2018-02-11
2018-02-11
Common Stock
9487.0
0
D
Performance Rights
0.0
2018-02-11
4
M
0
11384
0
D
2018-02-11
2018-02-11
Common Stock
11384.0
0
D
On February 11, 2015, the reporting person was granted 18,974 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 9,487 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.
On February 11, 2015, the reporting person was granted 18,973 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 11,384 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.
The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
Richard E. Bond
Attorney in fact
2018-02-13