0000808450-17-000132.txt : 20171213
0000808450-17-000132.hdr.sgml : 20171213
20171213195649
ACCESSION NUMBER: 0000808450-17-000132
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171213
DATE AS OF CHANGE: 20171213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMenamin William V
CENTRAL INDEX KEY: 0001651558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09618
FILM NUMBER: 171254967
MAIL ADDRESS:
STREET 1: C/O NAVISTAR INTERNATIONAL CORPORATION
STREET 2: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP
CENTRAL INDEX KEY: 0000808450
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 363359573
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 331-332-5000
MAIL ADDRESS:
STREET 1: 2701 NAVISTAR DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
FORMER COMPANY:
FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NAVISTAR HOLDING INC
DATE OF NAME CHANGE: 19870528
4
1
wf-form4_151321299409106.xml
FORM 4
X0306
4
2017-12-12
0
0000808450
NAVISTAR INTERNATIONAL CORP
NAV
0001651558
McMenamin William V
NAVISTAR INTERNATIONAL CORPORATION
2701 NAVISTAR DRIVE
LISLE
IL
60532
0
1
0
0
President Fin Serv & Treasurer
Common Stock
32598
D
Premium Share Units
1681
D
Employee Stock Option (right to buy)
27.67
2017-12-12
4
A
0
2067
0
A
2018-02-11
2022-02-11
Common Stock
2067.0
2067
D
Employee Stock Option (right to buy)
27.67
2017-12-12
4
A
0
1723
0
A
2018-02-11
2022-02-11
Common Stock
1723.0
1723
D
Performance Rights
0.0
2017-12-12
4
A
0
1572
0
A
2018-02-11
2018-02-11
Common Stock
1572.0
1572
D
Performance Rights
0.0
2017-12-12
4
A
0
1310
0
A
2018-02-11
2018-02-11
Common Stock
1310.0
1310
D
The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
On February 11, 2015, the reporting person was granted an option to purchase 6,891 shares of common stock subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 2,067 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.
On February 11, 2015, the reporting person was granted an option to purchase 6,892 shares of common stock subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,723 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.
On February 11, 2015, the reporting person was granted 2,620 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,572 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.
On February 11, 2015, the reporting person was granted 2,620 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,310 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.
Richard E. Bond
Attorney in fact
2017-12-13