0001127602-17-000813.txt : 20170104 0001127602-17-000813.hdr.sgml : 20170104 20170104180319 ACCESSION NUMBER: 0001127602-17-000813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAKER HUGHES INC CENTRAL INDEX KEY: 0000808362 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760207995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17021 ALDINE WESTFIELD ROAD CITY: HOUSTON STATE: TX ZIP: 77073-5051 BUSINESS PHONE: 7134398600 MAIL ADDRESS: STREET 1: PO BOX 4740 CITY: HOUSTON STATE: TX ZIP: 77210-4740 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Kimberly A. CENTRAL INDEX KEY: 0001536350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09397 FILM NUMBER: 17507533 MAIL ADDRESS: STREET 1: C/O AVON PRODUCTS,INC. STREET 2: 1345 AVENUE OF THE AMERICAS` CITY: NEW YORK STATE: NY ZIP: 10105-0196 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-30 0000808362 BAKER HUGHES INC BHI 0001536350 Ross Kimberly A. 17021 ALDINE WESTFIELD ROAD HOUSTON TX 77073 1 Sr. Vice President and CFO Common Stock, $1.00 Par Value 2016-12-30 4 M 0 20837 0 A 53306.3188 D Common Stock, $1.00 Par Value 2016-12-30 4 F 0 8742 64.72 D 44564.3188 D Common Stock, $1.00 Par Value 2016-12-30 4 M 0 29850 0 A 74414.3188 D Common Stock, $1.00 Par Value 2016-12-30 4 F 0 12523 64.72 D 61891.3188 D Restricted Stock Units 2016-12-30 4 M 0 20837 0 D Common Stock, $1.00 Par Value 20837 20837 D Restricted Stock Units 2016-12-30 4 M 0 29850 0 D Common Stock, $1.00 Par Value 29850 59702 D Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017. /s/Lee Whitley, Attorney-in-Fact 2017-01-04