0001127602-16-040499.txt : 20160211 0001127602-16-040499.hdr.sgml : 20160211 20160211100555 ACCESSION NUMBER: 0001127602-16-040499 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160128 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAKER HUGHES INC CENTRAL INDEX KEY: 0000808362 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760207995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 ALLEN PARKWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77019-2118 BUSINESS PHONE: 7134398600 MAIL ADDRESS: STREET 1: PO BOX 4740 CITY: HOUSTON STATE: TX ZIP: 77210-4740 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARGALLI CLAIRE W CENTRAL INDEX KEY: 0001173586 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09397 FILM NUMBER: 161408649 MAIL ADDRESS: STREET 1: 21 FARMINGTON DRIVE CITY: CHARLOTTESVILLE STATE: VA ZIP: 22901 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2016-01-28 2016-01-29 0000808362 BAKER HUGHES INC BHI 0001173586 GARGALLI CLAIRE W 2929 ALLEN PARKWAY, SUITE 2100 HOUSTON TX 77019 1 Common Stock, $1.00 Par Value 2016-01-28 4 M 0 4286 40.83 A 28674.3153 D Restricted Stock Units 2016-01-28 4 A 0 4286 0 A 2017-01-28 2017-01-28 Common Stock, $1.00 Par Value 4286 4286 D Restricted Stock Units 2016-01-28 4 M 0 4286 0 D 2017-01-28 2017-01-28 Common Stock, $1.00 Par Value 4286 0 D Included in the total shares owned are 180.057 shares received through the Company's Dividend Reinvestment Plan. Acquisiton of such shares are exempt from reporting. Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock. According to the terms of the Director Restricted Stock Unit (RSU) Award Agreement granted pursuant to the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, the RSU's forfeiture restrictions shall lapse on the earlier of the first anniversary Date of the Award (1/28/2017), or the date of the annual meeting of the stockholders of the Company next following the date of the director's 72nd birthday, provided his/her service on the Board has not terminated prior to such date of the annual meeting. Because the director had attained 73 years of age at the time of grant, the forfeiture restrictions lapsed immediately. /s/ Lee Whitley, Attorney-in-Fact 2016-02-11