13F-HR 1 nc13f-3q12.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA October 31, 2012 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 141 (data records) Form 13F Information Table Value Total: $573,504 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ROWAN COMPANIES PLC SHS CL AG7665A101 1982 58677 SH Defined 01 58677 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1715 49197 SH Defined 01 49197 0 0 ABIOMED INC COM 003654100 2166 103210 SH Defined 01 83610 0 19600 ACADIA HEALTHCARE COM 00404A109 873 36600 SH Defined 01 24600 0 12000 ACUITY BRANDS INC COM 00508Y102 4163 65775 SH Defined 01 56175 0 9600 ADVISORY BRD CO COM 00762W107 3751 78430 SH Defined 01 63630 0 14800 AFFILIATED MANAGERS COM 008252108 11855 96380 SH Defined 01 96380 0 0 AGRIUM INC COM 008916108 1753 16945 SH Defined 01 16945 0 0 AIR METHODS CORP COM 009128307 2089 17500 SH Defined 01 11800 0 5700 AKORN INC COM 009728106 2499 189060 SH Defined 01 83164 0 0 ALLIANCE DATA SYS COM 018581108 9628 67829 SH Defined 01 67829 0 0 AMAZON COM INC COM 023135106 6155 24200 SH Defined 01 24200 0 0 AMERISAFE INC COM 03071H100 3452 127190 SH Defined 01 105490 0 21700 ANALOG DEVICES INC COM 032654105 3533 90150 SH Defined 01 90150 0 0 ANSYS INC COM 03662Q105 9446 128696 SH Defined 01 128696 0 0 APPLE INC COM 037833100 18801 28176 SH Defined 01 28176 0 0 APPROACH RES COM 03834A103 3572 118540 SH Defined 01 97740 0 20800 ARIAD PHARM COM 04033A100 2138 88270 SH Defined 01 70970 0 17300 ASPEN TECH COM 045327103 4383 169570 SH Defined 01 139270 0 30300 ATHENAHEALTH INC COM 04685W103 2800 30510 SH Defined 01 26010 0 4500 AUXILIUM PHARM COM 05334D107 920 37600 SH Defined 01 25300 0 12300 BIOMARIN PHARM COM 09061G101 6694 166216 SH Defined 01 166216 0 0 BIOGEN IDEC INC COM 09062X103 2895 19400 SH Defined 01 19400 0 0 BJS RESTAURANTS COM 09180C106 3299 72750 SH Defined 01 61250 0 11500 BORGWARNER INC COM 099724106 6040 87399 SH Defined 01 87399 0 0 BROADCOM CORP CL A 111320107 3199 92500 SH Defined 01 92500 0 0 BUFFALO WILD COM 119848109 1235 14400 SH Defined 01 9700 0 4700 CBRE GROUP INC CL A 12504L109 9036 490846 SH Defined 01 490846 0 0 CF INDS HLDGS COM 125269100 4671 21018 SH Defined 01 21018 0 0 CAPITAL ONE FINL COM 14040H105 3860 67700 SH Defined 01 67700 0 0 CARDTRONICS INC COM 14161H108 1915 64300 SH Defined 01 87451 0 16500 CELANESE CORP COM 150870103 1693 44659 SH Defined 01 44659 0 0 CELGENE CORP COM 151020104 3025 39600 SH Defined 01 39600 0 0 CERNER CORP COM 156782104 5654 73041 SH Defined 01 73041 0 0 CHART INDS INC COM 16115Q308 8841 119721 SH Defined 01 108921 0 10800 CHEFS WHSE INC COM 163086101 969 59150 SH Defined 01 39850 0 19300 CHIPOTLE MEXICAN COM 169656105 2755 8677 SH Defined 01 8677 0 0 CIENA CORP COM 171779309 2187 160839 SH Defined 01 137439 0 23400 CITRIX SYS INC COM 177376100 2203 28768 SH Defined 01 28768 0 0 COCA COLA CO COM 191216100 4741 125002 SH Defined 01 125002 0 0 COHEN & STEERS INC COM 19247A100 1129 38100 SH Defined 01 25600 0 12500 COLFAX CORP COM 194014106 4139 112860 SH Defined 01 91860 0 21000 CONCHO RES INC COM 20605P101 5726 60432 SH Defined 01 60432 0 0 CONTINENTAL RES COM 212015101 4524 58829 SH Defined 01 58829 0 0 CORNERSTONE ONDEMAND COM 21925Y103 5588 182252 SH Defined 01 155752 0 26500 CUBIST PHARM COM 229678107 596 12500 SH Defined 01 8400 0 4100 DEALERTRACK HLDGS COM 242309102 1022 36700 SH Defined 01 24700 0 12000 DEERE & CO COM 244199105 3390 41100 SH Defined 01 41100 0 0 DICKS SPORTING COM 253393102 10128 195330 SH Defined 01 195330 0 0 DISCOVERY COMMUN COM 25470F104 5488 92035 SH Defined 01 92035 0 0 ENCORE CAP GRP COM 292554102 1281 45340 SH Defined 01 30440 0 14900 F M C CORP COM 302491303 12265 221471 SH Defined 01 221471 0 0 FMC TECHNO COM 30249U101 4800 103681 SH Defined 01 103681 0 0 FASTENAL CO COM 311900104 10687 248588 SH Defined 01 248588 0 0 F5 NETWORKS INC COM 315616102 6213 59341 SH Defined 01 59341 0 0 FINANCIAL ENGINES COM 317485100 3057 128300 SH Defined 01 105300 0 23000 FINISAR CORP COM 31787A507 1950 136380 SH Defined 01 113080 0 23300 FORTINET INC COM 34959E109 7080 293280 SH Defined 01 271980 0 21300 FRANCESCAS HLDGS COM 351793104 1033 33600 SH Defined 01 22600 0 11000 FRESH MKT INC COM 35804H106 7717 128661 SH Defined 01 117561 0 11100 GOOGLE INC CL A 38259P508 10630 14089 SH Defined 01 14089 0 0 GUIDEWIRE SOFTWARE COM 40171V100 1858 59850 SH Defined 01 50950 0 8900 GULFPORT ENERGY COM 402635304 4125 131960 SH Defined 01 103765 0 28195 HFF INC CL A 40418F108 3223 216320 SH Defined 01 172620 0 43700 HMS HLDGS CORP COM 40425J101 3236 96790 SH Defined 01 79490 0 17300 HAYNES INTERNAT COM 420877201 2255 43240 SH Defined 01 36140 0 7100 HEICO CORP NEW COM 422806109 1416 36600 SH Defined 01 24600 0 12000 HIBBETT SPORTS COM 428567101 2265 38100 SH Defined 01 25700 0 12400 HOME DEPOT INC COM 437076102 3049 50500 SH Defined 01 50500 0 0 HUNT J B TRANS COM 445658107 3014 57917 SH Defined 01 57917 0 0 IPC THE HOSPITAL COM 44984A105 1083 23700 SH Defined 01 15900 0 7800 IMMUNOGEN INC COM 45253H101 616 42200 SH Defined 01 28400 0 13800 INTERCONTINENTAE COM 45865V100 6113 45824 SH Defined 01 45824 0 0 INTUIT COM 461202103 2277 38671 SH Defined 01 38671 0 0 INTUITIVE SURG COM 46120E602 3195 6447 SH Defined 01 6447 0 0 INTREPID POTASH COM 46121Y102 1007 46880 SH Defined 01 31480 0 15400 JDS UNIPHASE COM 46612J507 2104 169916 SH Defined 01 169916 0 0 LUFKIN INDS INC COM 549764108 2438 45305 SH Defined 01 38305 0 7000 LULULEMON ATHLET COM 550021109 6641 89822 SH Defined 01 89822 0 0 MSCI INC COM 55354G100 1133 31670 SH Defined 01 31670 0 0 MADDEN STEVEN LTD COM 556269108 3649 83455 SH Defined 01 69655 0 13800 MEDIDATA SOLUT COM 58471A105 1836 44230 SH Defined 01 37730 0 6500 MICROSOFT CORP COM 594918104 3501 117559 SH Defined 01 117559 0 0 MISTRAS GROUP COM 60649T107 995 42900 SH Defined 01 28900 0 14000 MONRO MUFFLER COM 610236101 1189 33800 SH Defined 01 22700 0 11100 MYLAN INC COM 628530107 4285 175632 SH Defined 01 175632 0 0 NATIONAL OILWELL COM 637071101 3063 38240 SH Defined 01 38240 0 0 NETSUITE INC COM 64118Q107 11704 183455 SH Defined 01 170455 0 13000 NORDSTROM INC COM 655664100 5537 100337 SH Defined 01 100337 0 0 OASIS PETE COM 674215108 4141 140500 SH Defined 01 112600 0 27900 OLD DOMINION FGHT COM 679580100 5475 181542 SH Defined 01 169167 0 12375 ON ASSIGNMENT COM 682159108 3037 152440 SH Defined 01 126240 0 26200 ONYX PHARM COM 683399109 2187 25880 SH Defined 01 21880 0 4000 PACCAR INC COM 693718108 4919 122900 SH Defined 01 122900 0 0 PANERA BREAD CO CL A 69840W108 4887 28597 SH Defined 01 28597 0 0 PARKER HANNIFIN CORP COM 701094104 2636 31536 SH Defined 01 31536 0 0 PERRIGO CO COM 714290103 6243 53744 SH Defined 01 53744 0 0 PETSMART INC COM 716768106 5434 78779 SH Defined 01 78779 0 0 PIONEER NAT RES CO COM 723787107 4951 47421 SH Defined 01 47421 0 0 POOL CORPORATION COM 73278L105 1094 26300 SH Defined 01 17700 0 8600 PRICELINE COM INC COM 741503403 2661 4300 SH Defined 01 4300 0 0 QLIK TECHN COM 74733T105 2353 105020 SH Defined 01 88420 0 16600 QUEST DIAG COM 74834L100 1303 20535 SH Defined 01 20535 0 0 RACKSPACE HOST COM 750086100 11334 171492 SH Defined 01 171492 0 0 RAYMOND JAMES FIN COM 754730109 8173 222997 SH Defined 01 222997 0 0 ROCKWELL AUTOMATION COM 773903109 2379 34205 SH Defined 01 34205 0 0 ROCKWOOD HLDGS INC COM 774415103 4480 96127 SH Defined 01 96127 0 0 ROSETTA RESOURCES COM 777779307 3712 77490 SH Defined 01 62590 0 14900 ROSS STORES INC COM 778296103 3277 50729 SH Defined 01 50729 0 0 RUSH ENTERPRISES CL A 781846209 1570 81520 SH Defined 01 54820 0 26700 SBA COMMUN COM 78388J106 1750 27820 SH Defined 01 27820 0 0 SALIX PHARM COM 795435106 1788 42230 SH Defined 01 35030 0 7200 SCHLUMBERGER LTD COM 806857108 4426 61186 SH Defined 01 61186 0 0 SILICON MOTION TECH ADR 82706C108 740 50100 SH Defined 01 33700 0 16400 SKYWORKS SOLUT COM 83088M102 2526 107196 SH Defined 01 107196 0 0 SOTHEBYS COM 835898107 1631 51780 SH Defined 01 34880 0 16900 SOURCEFIRE INC COM 83616T108 1426 29080 SH Defined 01 19580 0 9500 STIFEL FINL CORP COM 860630102 1559 46393 SH Defined 01 31243 0 15150 TERADYNE INC COM 880770102 1502 105600 SH Defined 01 70900 0 34700 THRESHOLD PHARM COM 885807206 549 75800 SH Defined 01 51000 0 24800 TIBCO SOFTWARE INC COM 88632Q103 9089 300655 SH Defined 01 300655 0 0 TITAN MACHY INC COM 88830R101 421 20740 SH Defined 01 13740 0 7000 TOLL BROTHERS INC COM 889478103 2364 71143 SH Defined 01 71143 0 0 TRACTOR SUPPLY CO COM 892356106 6629 67036 SH Defined 01 67036 0 0 TRANSDIGM GRP COM 893641100 8288 58418 SH Defined 01 58418 0 0 ULTA SALON COSMETCS COM 90384S303 9210 95636 SH Defined 01 95636 0 0 ULTIMATE SOFTWARE COM 90385D107 4484 43920 SH Defined 01 35320 0 8600 UNDER ARMOUR INC CL A 904311107 8591 153873 SH Defined 01 143833 0 10040 UNION PAC CORP COM 907818108 2706 22800 SH Defined 01 22800 0 0 UNITED NAT FOODS COM 911163103 1075 18400 SH Defined 01 12400 0 6000 UNIVERSAL STAIN COM 913837100 372 10000 SH Defined 01 6700 0 3300 VAIL RESORTS INC COM 91879Q109 842 14600 SH Defined 01 9800 0 4800 VERISK ANALYTICS CL A 92345Y106 4336 91063 SH Defined 01 91063 0 0 VITAMIN SHOPPE COM 92849E101 7348 126003 SH Defined 01 110703 0 15300 WABTEC CORP COM 929740108 5663 70529 SH Defined 01 70529 0 0 WHOLE FOODS MKT COM 966837106 10418 106958 SH Defined 01 106958 0 0 WOODWARD INC COM 980745103 2485 73135 SH Defined 01 61035 0 12100 WRIGHT EXPRESS COM 98233Q105 1806 25900 SH Defined 01 17400 0 8500 ZUMIEZ INC COM 989817101 2419 87220 SH Defined 01 69820 0 17400