0000080835-12-000003.txt : 20120514 0000080835-12-000003.hdr.sgml : 20120514 20120514171141 ACCESSION NUMBER: 0000080835-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 954504381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 12839699 BUSINESS ADDRESS: STREET 1: 300 N. LAKE AVE., SUITE #1120 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 N. LAKE AVE., SUITE #1120 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-1q12.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA April 30, 2012 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 197 (data records) Form 13F Information Table Value Total: $472,923 (x1000) List of Other Included Managers:
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ASSURED GUARANT COM G0585R106 276 16680 SH Defined 01 16680 0 0 ENERGY XXI USD G10082140 320 8861 SH Defined 01 8861 0 0 COOPER INDUS SHS G24140108 334 5228 SH Defined 01 5228 0 0 COSAN LTD SHS G25343107 359 24197 SH Defined 01 24197 0 0 COVIDIEN PLC SHS G2554F113 324 5920 SH Defined 01 5920 0 0 HERBALIFE LTD COM G4412G101 2170 31538 SH Defined 01 31538 0 0 INVESCO LTD SHS G491BT108 285 10678 SH Defined 01 10678 0 0 JAZZ PHARM SHS G50871105 312 6446 SH Defined 01 6446 0 0 MICHAEL KORS SHS G60754101 324 6956 SH Defined 01 6956 0 0 SEAGATE TECH SHS G7945M107 410 15210 SH Defined 01 15210 0 0 TE CONNECT REG H84989104 308 8376 SH Defined 01 8376 0 0 TORNIER N V SHS N87237108 2602 101235 SH Defined 01 83435 0 17800 AVAGO TECH SHS Y0486S104 2073 53207 SH Defined 01 53207 0 0 AGCO CORP COM 001084102 280 5937 SH Defined 01 5937 0 0 ABIOMED INC COM 003654100 2372 106910 SH Defined 01 87310 0 19600 ACACIA RESH COM 003881307 5490 131534 SH Defined 01 116534 0 15000 ACUITY BRAND COM 00508Y102 2434 38740 SH Defined 01 33240 0 5500 ADVISORY BRD COM 00762W107 3597 40590 SH Defined 01 33190 0 7400 AFFILIATED MANA COM 008252108 6201 55461 SH Defined 01 55461 0 0 AGILENT TECH COM 00846U101 3921 88091 SH Defined 01 88091 0 0 AGRIUM INC COM 008916108 1468 16995 SH Defined 01 16995 0 0 AIR METHODS CORP COM 009128307 1618 18550 SH Defined 01 12850 0 5700 AKORN INC COM 009728106 2275 194460 SH Defined 01 166360 0 28100 ALEXION PHARM COM 015351109 5869 63201 SH Defined 01 63201 0 0 ALLIANCE DATA COM 018581108 5222 41461 SH Defined 01 41461 0 0 ALTERA CORP COM 021441100 2797 70233 SH Defined 01 70233 0 0 AMERICAN EXPRESS COM 025816109 346 5985 SH Defined 01 985 0 0 AMERISAFE INC COM 03071H100 1745 70550 SH Defined 01 48850 0 21700 ANALOG DEVICES COM 032654105 4434 109756 SH Defined 01 109756 0 0 ANSYS INC COM 03662Q105 5763 88638 SH Defined 01 88638 0 0 APPLE INC COM 037833100 337 562 SH Defined 01 562 0 0 APPROACH RES COM 03834A103 3689 99840 SH Defined 01 86040 0 13800 ARIAD PHARM COM 04033A100 893 56000 SH Defined 01 38700 0 17300 ARIBA INC COM 04033V203 2841 86850 SH Defined 01 73850 0 13000 ARROW ELECTR COM 042735100 307 7316 SH Defined 01 7316 0 0 ARUBA NETWRKS COM 043176106 2250 100994 SH Defined 01 84194 0 16800 ASCENA RETAIL GRP COM 04351G101 377 8499 SH Defined 01 8499 0 0 ASPEN TECHN COM 045327103 1536 74800 SH Defined 01 51700 0 23100 ATHENAHEALTH COM 04685W103 2328 31410 SH Defined 01 26910 0 4500 AUTOLIV INC COM 052800109 320 4770 SH Defined 01 4770 0 0 AUXILIUM PHARM COM 05334D107 741 39900 SH Defined 01 27600 0 12300 BARD C R INC COM 067383109 3115 31552 SH Defined 01 31552 0 0 BIOMARIN PHARM COM 09061G101 4238 123731 SH Defined 01 123731 0 0 BJS REST COM 09180C106 3774 74950 SH Defined 01 63450 0 11500 BORGWARNER INC COM 099724106 5748 68153 SH Defined 01 68153 0 0 BOSTON BEER INC CL A 100557107 2262 21180 SH Defined 01 17880 0 3300 BUFFALO WILD WINGS COM 119848109 2059 22700 SH Defined 01 15700 0 7000 CBRE GROUP INC CL A 12504L109 5749 288046 SH Defined 01 288046 0 0 CF INDS HLDGS INC COM 125269100 319 1749 SH Defined 01 1749 0 0 CVR ENERGY INC COM 12662P108 333 12446 SH Defined 01 12446 0 0 CARDTRONICS INC COM 14161H108 1055 40200 SH Defined 01 27800 0 12400 CATERPILLAR INC COM 149123101 303 2849 SH Defined 01 2849 0 0 CAVIUM INC COM 14964U108 3192 103161 SH Defined 01 87261 0 15900 CELANESE CORP COM 150870103 2981 64555 SH Defined 01 64555 0 0 CELGENE CORP COM 151020104 318 4106 SH Defined 01 4106 0 0 CERNER CORP COM 156782104 5800 76152 SH Defined 01 76152 0 0 CHART INDS INC COM 16115Q308 6714 91552 SH Defined 01 84452 0 7100 CHEFS WHSE INC COM 163086101 1269 54850 SH Defined 01 37950 0 16900 CHIPOTLE GRILL COM 169656105 6322 15125 SH Defined 01 15125 0 0 CIENA CORP COM 171779309 2873 177439 SH Defined 01 147839 0 29600 CITRIX SYS INC COM 177376100 2541 32196 SH Defined 01 32196 0 0 CLIFFS NATURAL COM 18683K101 3563 51440 SH Defined 01 51440 0 0 COACH INC COM 189754104 4472 57872 SH Defined 01 57872 0 0 COHEN & STEERS COM 19247A100 2480 77752 SH Defined 01 65252 0 12500 COLFAX CORP COM 194014106 3402 96550 SH Defined 01 78450 0 18100 CONCHO RES INC COM 20605P101 2605 25523 SH Defined 01 25523 0 0 CONTINENTAL RES COM 212015101 4509 52538 SH Defined 01 52538 0 0 CORNERSTONE COM 21925Y103 3110 142422 SH Defined 01 119022 0 23400 DEALERTRACK HLDS COM 242309102 847 28000 SH Defined 01 19400 0 8600 DICKS SPORTS COM 253393102 6032 125466 SH Defined 01 125466 0 0 DISCOVER FINL COM 254709108 364 10919 SH Defined 01 10919 0 0 DOMINOS PIZZA COM 25754A201 288 7921 SH Defined 01 7921 0 0 DYNAMIC MATLS COM 267888105 1194 56550 SH Defined 01 39150 0 17400 EAST WEST BAN COM 27579R104 248 10742 SH Defined 01 10742 0 0 EASTMAN CHEM COM 277432100 339 6556 SH Defined 01 6556 0 0 EBAY INC COM 278642103 324 8783 SH Defined 01 8783 0 0 ENCORE GRP COM 292554102 1085 48098 SH Defined 01 33198 0 14900 EVERCORE PART CL A 29977A105 3220 110753 SH Defined 01 96653 0 14100 EXPEDIA INC COM 30212P303 324 9681 SH Defined 01 9681 0 0 F M C CORP COM 302491303 5481 51780 SH Defined 01 51780 0 0 FMC TECH COM 30249U101 2385 47311 SH Defined 01 47311 0 0 FASTENAL CO COM 311900104 4290 79306 SH Defined 01 79306 0 0 F5 NETWRKS COM 315616102 5264 39005 SH Defined 01 39005 0 0 FINANCIAL ENG COM 317485100 1665 74450 SH Defined 01 51450 0 23000 FINISAR CORP COM 31787A507 2837 140780 SH Defined 01 117480 0 23300 FIRST HORIZON COM 320517105 301 29022 SH Defined 01 29022 0 0 FOOT LOCKER COM 344849104 271 8717 SH Defined 01 8717 0 0 FORTINET INC COM 34959E109 5254 190017 SH Defined 01 178817 0 11200 FRANCESCAS HLDGS COM 351793104 1127 35650 SH Defined 01 24650 0 11000 FRESH MKT INC COM 35804H106 4725 98547 SH Defined 01 87647 0 10900 GENESEE & WYO CL A 371559105 740 13560 SH Defined 01 9360 0 4200 GRACO INC COM 384109104 316 5958 SH Defined 01 5958 0 0 GULFPORT ENRGY COM 402635304 3200 109890 SH Defined 01 92595 0 17295 HFF INC CL A 40418F108 2335 141750 SH Defined 01 98050 0 43700 HMS HLDGS COM 40425J101 3119 99940 SH Defined 01 82640 0 17300 HALOZYME THERAP COM 40637H109 566 44350 SH Defined 01 30750 0 13600 HAYNES INTL COM 420877201 2828 44640 SH Defined 01 37540 0 7100 HIBBETT SPORTS COM 428567101 1915 35100 SH Defined 01 24300 0 10800 HOUSTON WIRE COM 44244K109 2285 164506 SH Defined 01 106281 0 0 IPC THE HOSPIT COM 44984A105 928 25150 SH Defined 01 17350 0 7800 IMMUNOGEN INC COM 45253H101 645 44800 SH Defined 01 31000 0 13800 IMPAX LABS COM 45256B101 2496 101540 SH Defined 01 86940 0 14600 INTERCONTINENTALEXC COM 45865V100 3459 25169 SH Defined 01 25169 0 0 INTUIT COM 461202103 3112 51759 SH Defined 01 51759 0 0 INTUITIVE SURG COM 46120E602 3344 6172 SH Defined 01 6172 0 0 INTREPID POTASH COM 46121Y102 2136 87780 SH Defined 01 60780 0 27000 JDS UNIPHASE COM 46612J507 3302 227875 SH Defined 01 227875 0 0 JABIL CIRCUIT COM 466313103 313 12460 SH Defined 01 12460 0 0 JONES LANG LASA COM 48020Q107 318 3813 SH Defined 01 3813 0 0 KLA-TENCOR CORP COM 482480100 5144 94523 SH Defined 01 94523 0 0 KENNAMETAL INC COM 489170100 302 6786 SH Defined 01 6786 0 0 KRONOS WORLDW COM 50105F105 338 13550 SH Defined 01 13550 0 0 LAM RESEARCH COM 512807108 5247 117593 SH Defined 01 117593 0 0 LAS VEGAS SNDS COM 517834107 353 6137 SH Defined 01 6137 0 0 LUFKIN INDS COM 550021109 5822 77961 SH Defined 01 77961 0 0 MSCI INC CL A 55354G100 1168 31720 SH Defined 01 31720 0 0 MADDEN STVN LTD COM 556269108 3088 72240 SH Defined 01 60440 0 11800 MEDNAX INC COM 58502B106 1999 26875 SH Defined 01 26875 0 0 MISTRAS GRP COM 60649T107 536 22500 SH Defined 01 15600 0 6900 MONRO MUFF INC COM 610236101 844 20350 SH Defined 01 14050 0 6300 MONSTER BEV COM 611740101 325 5232 SH Defined 01 5232 0 0 MYLAN INC COM 628530107 5135 218967 SH Defined 01 218967 0 0 NIC INC COM 62914B100 862 71050 SH Defined 01 49150 0 21900 NATIONAL OIL COM 637071101 322 4055 SH Defined 01 4055 0 0 NETSUITE INC COM 64118Q107 4052 80579 SH Defined 01 69479 0 11100 NORDSTROM INC COM 655664100 3937 70653 SH Defined 01 70653 0 0 NU SKIN ENTER CL A 67018T105 309 5331 SH Defined 01 5331 0 0 NVIDIA CORP COM 67066G104 4047 262942 SH Defined 01 262942 0 0 NXSTAGE MED COM 67072V103 441 22900 SH Defined 01 15800 0 7100 OASIS PETE COM 674215108 3868 125450 SH Defined 01 103950 0 21500 OLD DOMINION COM 679580100 7996 167736 SH Defined 01 155786 0 11950 PVH CORP COM 693656100 351 3934 SH Defined 01 3934 0 0 PACCAR INC COM 693718108 2270 48465 SH Defined 01 48465 0 0 PANERA BREAD CL A 69840W108 4622 28723 SH Defined 01 28723 0 0 PARKER HAN COM 701094104 2057 24323 SH Defined 01 24323 0 0 PERRIGO CO COM 714290103 4416 42747 SH Defined 01 42747 0 0 PETSMART INC COM 716768106 2481 43361 SH Defined 01 43361 0 0 PIONEER NAT RES COM 723787107 2857 25601 SH Defined 01 25601 0 0 PRICELINE COM COM 741503403 376 524 SH Defined 01 524 0 0 PROTECTIVE LIFE COM 743674103 297 10035 SH Defined 01 10035 0 0 PROVIDENT ENRGY COM 74386V100 271 22546 SH Defined 01 22546 0 0 QLIK TECH COM 74733T105 2947 92080 SH Defined 01 75480 0 16600 QUEST DIAGN COM 74834L100 3130 51192 SH Defined 01 51192 0 0 RACKSPACE COM 750086100 6772 117184 SH Defined 01 117184 0 0 RAYMOND JAMES COM 754730109 5711 156334 SH Defined 01 156334 0 0 ROCKWELL AUTO COM 773903109 2275 28545 SH Defined 01 28545 0 0 ROCKWOOD HLDGS COM 774415103 6275 120327 SH Defined 01 120327 0 0 ROSETTA RES COM 777779307 2858 58620 SH Defined 01 48220 0 10400 ROSS STORES COM 778296103 2881 49591 SH Defined 01 49591 0 0 ROWAN COS COM 779382100 2594 78775 SH Defined 01 78775 0 0 RUSH ENTER CL A 781846209 3766 177480 SH Defined 01 150780 0 26700 SBA COMM COM 78388J106 1980 38965 SH Defined 01 38965 0 0 SLM CORP COM 78442P106 329 20849 SH Defined 01 20849 0 0 SAKS INC COM 79377W108 2410 207552 SH Defined 01 176852 0 30700 SALIX PHARM COM 795435106 2325 44280 SH Defined 01 37080 0 7200 SEALED AIR COM 81211K100 304 15753 SH Defined 01 15753 0 0 SILICON TECH ADR 82706C108 719 37100 SH Defined 01 24900 0 12200 SKYWORKS SOLT COM 83088M102 6230 225307 SH Defined 01 225307 0 0 SOTHEBYS COM 835898107 2161 54930 SH Defined 01 38030 0 16900 SOURCEFIRE INC COM 83616T108 1219 25330 SH Defined 01 18030 0 7300 STIFEL FINL COM 860630102 5324 140704 SH Defined 01 125554 0 15150 TERADYNE INC COM 880770102 2526 149575 SH Defined 01 103275 0 46300 TESORO CORP COM 881609101 293 10931 SH Defined 01 10931 0 0 TEXTRON INC COM 883203101 384 13786 SH Defined 01 13786 0 0 TIBCO SOFT COM 88632Q103 4057 133030 SH Defined 01 133030 0 0 TIMKEN CO COM 887389104 325 6409 SH Defined 01 6409 0 0 TITAN INTL COM 88830M102 2610 110350 SH Defined 01 90750 0 19600 TITAN MACHY COM 88830R101 1932 68515 SH Defined 01 47215 0 21300 TORCHMARK CORP COM 891027104 323 6471 SH Defined 01 6471 0 0 TRACTOR SUP COM 892356106 6143 67832 SH Defined 01 67832 0 0 TRANSDIGM GRP COM 893641100 7090 61249 SH Defined 01 61249 0 0 ULTA SALON COM 90384S303 7328 78884 SH Defined 01 78884 0 0 ULTIMATE SOFT COM 90385D107 2058 28080 SH Defined 01 19480 0 8600 UNDER ARM CL A 904311107 5706 60706 SH Defined 01 55686 0 5020 UNITED RENT COM 911363109 363 8467 SH Defined 01 8467 0 0 UNIVERSAL STAIN COM 913837100 1779 41650 SH Defined 01 28750 0 12900 VALEANT PHARM COM 91911K102 240 4478 SH Defined 01 4478 0 0 VALERO ENRGY COM 91913Y100 284 11016 SH Defined 01 11016 0 0 VERA BRADLEY INC COM 92335C106 1031 34150 SH Defined 01 23550 0 10600 VERISK ANALY CL A 92345Y106 2484 52880 SH Defined 01 52880 0 0 VISHAY INTER COM 928298108 313 25757 SH Defined 01 25757 0 0 VITAMIN SHOPPE COM 92849E101 3175 71810 SH Defined 01 59710 0 12100 VOLTERRA SEMI COM 928708106 1765 51300 SH Defined 01 35400 0 15900 WABTEC CORP COM 929740108 3460 45905 SH Defined 01 45905 0 0 WADDELL & REED CL A 930059100 341 10529 SH Defined 01 10529 0 0 WARNACO GRP COM 934390402 327 5607 SH Defined 01 5607 0 0 WESTERN DIG COM 958102105 328 7936 SH Defined 01 7936 0 0 WESTPORT INNO COM 960908309 1688 41250 SH Defined 01 35150 0 6100 WHOLE FOODS COM 966837106 4138 49732 SH Defined 01 49732 0 0 WOODWARD INC COM 980745103 2605 60815 SH Defined 01 50815 0 10000 WRIGHT EXP CORP COM 98233Q105 1175 18150 SH Defined 01 12550 0 5600 XILINX INC COM 983919101 310 8497 SH Defined 01 8497 0 0 ZIONS BANC COM 989701107 306 14279 SH Defined 01 14279 0 0 ZUMIEZ INC COM 989817101 2038 56450 SH Defined 01 39050 0 17400 ZOLL MED COM 989922109 4594 49597 SH Defined 01 41797 0 7800