-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, URUzd4uYxv324ntM1rQTn/f97W8xxOfFeNje/ZwQgDnOpODXCN0qAeFVBbGbWX7O AatHWqqDcKAMNyhhzZHXNA== 0000080835-09-000031.txt : 20090814 0000080835-09-000031.hdr.sgml : 20090814 20090814112438 ACCESSION NUMBER: 0000080835-09-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 952989756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 091013310 BUSINESS ADDRESS: STREET 1: 300 N LAKE AVE PH SUITE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 NORTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-2q09.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA August 3, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 130 (data records) Form 13F Information Table Value Total: $479,615 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE LAZARD LTD SHS A G54050102 1994 74074 SH Defined 01 74074 0 0 SEAGATE TECHNOLOGY SHS G7945J104 3473 332056 SH Defined 01 332056 0 0 UTI WORLDWIDE INC ORD G87210103 4762 417695 SH Defined 01 388695 0 29000 AEGEAN MARINE PET SHS Y0017S102 4308 285307 SH Defined 01 266507 0 18800 A D C TELECOMM COM NEW 000886309 81 10195 SH Defined 01 10195 0 0 ACORDA THERA COM 00484M106 3025 107300 SH Defined 01 98400 0 8900 AFFILIATED MNGRS COM 008252108 11887 204281 SH Defined 01 195581 0 8700 ALEXION PHARM COM 015351109 4867 118355 SH Defined 01 110630 0 7725 ALLEGHENY TECH COM 01741R102 3094 88577 SH Defined 01 88577 0 0 ALLERGAN INC COM 018490102 2954 62085 SH Defined 01 62085 0 0 AMERICAN PUB ED COM 02913V103 4430 111847 SH Defined 01 104047 0 7800 AMPHENOL CORP CL A 032095101 1523 48123 SH Defined 01 48123 0 0 ANSYS INC COM 03662Q105 4061 130326 SH Defined 01 130326 0 0 ARENA RESRCES COM 040049108 5849 183636 SH Defined 01 170936 0 12700 ASIAINFO HLDGS COM 04518A104 3425 199030 SH Defined 01 182230 0 16800 ATHENAHEALTH COM 04685W103 5946 160650 SH Defined 01 150190 0 10460 BALDOR ELEC CO COM 057741100 3840 161425 SH Defined 01 151925 0 9500 BIOMARIN PHARM COM 09061G101 3517 225288 SH Defined 01 211188 0 14100 BJS RESTAURANTS COM 09180C106 3803 225445 SH Defined 01 212345 0 13100 BORGWARNER INC COM 099724106 2365 69252 SH Defined 01 69252 0 0 BROADCOM CORP CL A 111320107 4601 185606 SH Defined 01 185606 0 0 BROCADE COMM COM NEW 111621306 106 13580 SH Defined 01 13580 0 0 BUFFALO WILD WINGS COM 119848109 1626 50000 SH Defined 01 45900 0 4100 CAMERON INTL COM 13342B105 2459 86876 SH Defined 01 86876 0 0 CARPENTER TECH COM 144285103 2960 142250 SH Defined 01 130250 0 12000 CATALYST HLTH SOL COM 14888B103 3062 122767 SH Defined 01 112467 0 10300 CELANESE CORP COM SER A 150870103 2317 97540 SH Defined 01 97540 0 0 CERNER CORP COM 156782104 3102 49800 SH Defined 01 49800 0 0 CHANGYOU COM ADS REP CL A 15911M107 8340 217310 SH Defined 01 201810 0 15500 CHIPOTLE MEX GRL CL A 169656105 2814 35176 SH Defined 01 35176 0 0 CHOICE HOTELS COM 169905106 3545 133235 SH Defined 01 124335 0 8900 COACH INC COM 189754104 2324 86447 SH Defined 01 86447 0 0 CONCHO RES COM 20605P101 585 20388 SH Defined 01 20388 0 0 CONCUR TECH COM 206708109 3989 128340 SH Defined 01 119340 0 9000 CONTINENTAL RESCRS COM 212015101 3467 124920 SH Defined 01 124920 0 0 CTRIP COM INTL ADR 22943F100 9767 210953 SH Defined 01 200953 0 10000 CUMMINS INC COM 231021106 4106 116620 SH Defined 01 116620 0 0 CYBERSOURCE CORP COM 23251J106 5835 381386 SH Defined 01 352086 0 29300 DG FASTCHANNEL COM 23326R109 3343 182685 SH Defined 01 171285 0 11400 D R HORTON INC COM 23331A109 2516 268784 SH Defined 01 268784 0 0 DENBURY RES INC COM NEW 247916208 1690 114715 SH Defined 01 114715 0 0 DICKS SPORTING COM 253393102 6004 349077 SH Defined 01 336977 0 12100 EL PASO CORP COM 28336L109 96 10360 SH Defined 01 10360 0 0 ENCORE ACQUI COM 29255W100 1803 58450 SH Defined 01 53550 0 4900 EQUINIX INC COM NEW 29444U502 17195 236392 SH Defined 01 222692 0 13700 EVERCORE PARTNERS CLASS A 29977A105 7375 375520 SH Defined 01 352320 0 23200 FAIRCHILD SEMI COM 303726103 85 12200 SH Defined 01 12200 0 0 F5 NETWORKS INC COM 315616102 3574 103329 SH Defined 01 103329 0 0 FLUOR CORP NEW COM 343412102 2752 53646 SH Defined 01 53646 0 0 FLOWSERVE CORP COM 34354P105 2075 29718 SH Defined 01 29718 0 0 GENERAL CABLE COM 369300108 3760 100050 SH Defined 01 91850 0 8200 GENOPTIX INC COM 37243V100 2612 81642 SH Defined 01 73842 0 7800 GENWORTH FINL COM CL A 37247D106 112 16030 SH Defined 01 16030 0 0 GRAFTECH INTL COM 384313102 3563 315050 SH Defined 01 285150 0 29900 GRAND CANYON COM 38526M106 5417 322795 SH Defined 01 299095 0 23700 GREEN MTN COFFEE COM 393122106 978 16537 SH Defined 01 16537 0 0 GREENHILL & CO INC COM 395259104 2010 27840 SH Defined 01 27840 0 0 HARSCO CORP COM 415864107 1914 67617 SH Defined 01 67617 0 0 HOME INNS & HOTELS SPON ADR 43713W107 4948 311385 SH Defined 01 290685 0 20700 HOUSTON WIRE & CABLE COM 44244K109 2640 221650 SH Defined 01 200050 0 21600 IPC THE HOSPITALIST COM 44984A105 2863 107255 SH Defined 01 99155 0 8100 ICONIX BRAND COM 451055107 8473 550892 SH Defined 01 515692 0 35200 ILLUMINA COM 452327109 2147 55130 SH Defined 01 55130 0 0 INTERCONTINENTAL COM 45865V100 4209 36847 SH Defined 01 36847 0 0 INTUITIVE SURGICAL COM NEW 46120E602 3877 23688 SH Defined 01 23688 0 0 INTREPID POTASH COM 46121Y102 7731 275314 SH Defined 01 256514 0 18800 J CREW GROUP COM 46612H402 5892 218060 SH Defined 01 202460 0 15600 JDS UNIPHASE COM PAR $0.001 46612J507 97 17035 SH Defined 01 17035 0 0 JOY GLOBAL COM 481165108 4967 139043 SH Defined 01 139043 0 0 JUNIPER NTWRKS COM 48203R104 2001 84787 SH Defined 01 84787 0 0 KOHLS CORP COM 500255104 1479 34597 SH Defined 01 34597 0 0 LANDSTAR SYS COM 515098101 9013 250998 SH Defined 01 237898 0 13100 LAS VEGAS SANDS COM 517834107 2798 355954 SH Defined 01 355954 0 0 LASALLE HOTEL COM SH BEN INT 517942108 9383 760410 SH Defined 01 710510 0 49900 LIFE TIME FIT COM 53217R207 5811 290405 SH Defined 01 271905 0 18500 LUFKIN INDS COM 549764108 3284 78100 SH Defined 01 71600 0 6500 LUMINEX CORP COM 55027E102 1376 74202 SH Defined 01 68102 0 6100 MSC INDL DIRECT CL A 553530106 4471 126005 SH Defined 01 117935 0 8070 MSCI INC CL A 55354G100 1961 80236 SH Defined 01 80236 0 0 MYR GROUP INC COM 55405W104 3336 165000 SH Defined 01 154900 0 10100 MANPOWER INC COM 56418H100 1875 44273 SH Defined 01 44273 0 0 MARRIOTT INTL CL A 571903202 3147 142587 SH Defined 01 142587 0 0 MASIMO CORP COM 574795100 5644 234112 SH Defined 01 218489 0 15623 MCAFEE INC COM 579064106 2509 59464 SH Defined 01 59464 0 0 MEDASSETS INC COM 584045108 1503 77250 SH Defined 01 68850 0 8400 MERCADOLIBRE COM 58733R102 5680 211300 SH Defined 01 93800 0 17500 MOSAIC CO COM 61945A107 1563 35290 SH Defined 01 35290 0 0 NATIONAL OILWELL COM 637071101 1421 43500 SH Defined 01 43500 0 0 NETAPP INC COM 64110D104 4752 240965 SH Defined 01 240965 0 0 NETLOGIC MICRO COM 64118B100 9618 263800 SH Defined 01 245600 0 18200 NEUTRAL TANDEM COM 64128B108 9694 328404 SH Defined 01 304604 0 23800 NEWFIELD EXPL COM 651290108 1865 57089 SH Defined 01 57089 0 0 NORDSTROM INC COM 655664100 4170 209655 SH Defined 01 209655 0 0 NUVASIVE INC COM 670704105 8253 185044 SH Defined 01 176944 0 8100 OCEANEERING INTL COM 675232102 4040 89386 SH Defined 01 89386 0 0 OFFICE DEPOT INC COM 676220106 84 18340 SH Defined 01 18340 0 0 OLD DOMINION FGHT COM 679580100 13328 397018 SH Defined 01 377018 0 20000 OMNICARE INC COM 681904108 1805 70063 SH Defined 01 70063 0 0 PARKER HANNIFIN COM 701094104 1911 44478 SH Defined 01 44478 0 0 PEABODY ENERGY COM 704549104 1992 66047 SH Defined 01 66047 0 0 PENSKE AUTOMTVE COM 70959W103 3267 196345 SH Defined 01 183945 0 12400 PRECISION CAST COM 40189105 3478 47623 SH Defined 01 47623 0 0 PRICE T ROWE COM 74144T108 3326 79810 SH Defined 01 79810 0 0 PRICELINE COM COM NEW 741503403 2447 21933 SH Defined 01 21933 0 0 PROS HOLDINGS COM 74346Y103 1504 185272 SH Defined 01 169472 0 15800 RBC BEARINGS COM 75524B104 2412 117924 SH Defined 01 110524 0 7400 RESOURCES CONNECTION COM 76122Q105 2943 171385 SH Defined 01 160985 0 10400 RIVERBED TECH COM 768573107 8451 364428 SH Defined 01 338570 0 25858 ROCKWELL AUTO COM 773903109 1967 61253 SH Defined 01 61253 0 0 ROSS STORES COM 778296103 1640 42494 SH Defined 01 42494 0 0 ST JUDE MED COM 790849103 1495 36386 SH Defined 01 36386 0 0 SALESFORCE COM COM 79466L302 1557 40780 SH Defined 01 40780 0 0 SCHNITZER STL CL A 806882106 5925 112087 SH Defined 01 107387 0 4700 SILICON LABS COM 826919102 10122 266783 SH Defined 01 256083 0 10700 SONIC CORP COM 835451105 1580 157550 SH Defined 01 144550 0 13000 SOUTHWESTERN ENGRY COM 845467109 3391 87292 SH Defined 01 87292 0 0 STARBUCKS CORP COM 855244109 1996 143675 SH Defined 01 143675 0 0 TJX COS INC NEW COM 872540109 2091 66456 SH Defined 01 66456 0 0 TW TELECOM INC COM 87311L104 3134 305150 SH Defined 01 279850 0 25300 TECK RESOURCES CL B 878742204 2566 160995 SH Defined 01 160995 0 0 TERADYNE INC COM 880770102 81 11860 SH Defined 01 11860 0 0 TERRA INDS INC COM 880915103 2591 106996 SH Defined 01 106996 0 0 TITANIUM METALS COM NEW 888339207 94 10255 SH Defined 01 10255 0 0 TRUEBLUE INC COM 89785X101 2158 256900 SH Defined 01 235200 0 21700 URS CORP NEW COM 903236107 3736 75438 SH Defined 01 75438 0 0 VARIAN SEMI COM 922207105 6584 274467 SH Defined 01 264467 0 10000 VISHAY INTERTECH COM 928298108 90 13305 SH efined 01 13305 0 0 WALTER ENERGY INC COM 93317Q105 2198 60660 SH Defined 01 55760 0 4900 WHITING PETE CORP NEW COM 966387102 4476 127290 SH Defined 01 118190 0 9100 WILLIAMS SONOMA INC COM 969904101 1621 136526 SH efined 01 136526 0 0
-----END PRIVACY-ENHANCED MESSAGE-----