-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FT4nbP2tlZpA/WmDtuduBztUdyaOH5DM400W1c7pDzmQ77NCJWlkZJBzE5R1eSPg VIvSHj6px295qaHjbtxuDQ== 0000080835-09-000007.txt : 20090213 0000080835-09-000007.hdr.sgml : 20090213 20090213112505 ACCESSION NUMBER: 0000080835-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 952989756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 09599617 BUSINESS ADDRESS: STREET 1: 300 N LAKE AVE PH SUITE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 NORTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-4q08.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA February 17, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 174 (data records) Form 13F Information Table Value Total: $505,507 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931 02 OLD MUTUAL CAPITAL, INC. 028-11581
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE LAZARD LTD SHS A G54050102 2852 95913 SH Defined 01 95913 0 0 LAZARD LTD SHS A G54050102 62 2100 SH Other 01 02 2100 0 0 UTI WORLDWIDE ORD G87210103 5931 413620 SH Defined 01 388720 0 24900 AEGEAN MARINE SHS Y0017S102 5820 343157 SH Defined 01 330557 0 12600 AARON RENTS COM 002535201 5864 220290 SH Defined 01 207190 0 13100 ACTIVISION COM 00507V109 2434 281754 SH Defined 01 281754 0 0 ACTIVISION COM 00507V109 45 5160 SH Other 01 02 5160 0 0 AEROPOSTALE COM 007865108 4094 254298 SH Defined 01 238898 0 15400 AFFILIATED MANGRS COM 008252108 9857 235140 SH Defined 01 225440 0 9700 AFFILIATED MANGRS COM 008252108 96 2300 SH Other 01 02 2300 0 0 AGILENT TECH COM 00846U101 1767 113050 SH Defined 01 113050 0 0 AGILENT TECH COM 00846U101 44 2800 SH Other 01 02 2800 0 0 ALEXION PHARM COM 015351109 1197 33089 SH Defined 01 30689 0 2400 AMERICAN PUBLIC COM 02913V103 7347 197547 SH Defined 01 186147 0 11400 AMERICAN TOWER CORP CL A 029912201 3088 105313 SH Defined 01 105313 0 0 AMERICAN TOWER CORP CL A 029912201 78 2668 SH Other 01 02 2668 0 0 ANSYS INC COM 03662Q105 9381 336365 SH Defined 01 325865 0 10500 ANSYS INC COM 03662Q105 112 4000 SH Other 01 02 4000 0 0 ARENA RESOURCES COM 040049108 6366 226611 SH Defined 01 211311 0 15300 ASTEC INDS INC COM 046224101 3133 100012 SH Defined 01 94112 0 5900 ATHENAHEALTH INC COM 04685W103 9053 240645 SH Defined 01 226445 0 14200 BIOMARIN PHARM COM 09061G101 4858 272943 SH Defined 01 258043 0 14900 BROADCOM CORP CL A 111320107 3151 185659 SH Defined 01 185659 0 0 BROADCOM CORP CL A 111320107 139 8200 SH Other 01 02 8200 0 0 BURGER KING COM 121208201 4808 201337 SH Defined 01 201337 0 0 BURGER KING COM 121208201 85 3554 SH Other 01 02 3554 0 0 CSX CORP COM 126408103 2134 65729 SH Defined 01 65729 0 0 CSX CORP COM 126408103 50 1551 SH Other 01 02 1551 0 0 CAMERON INTL COM 13342B105 1793 87479 SH Defined 01 87479 0 0 CAMERON INTL COM 13342B105 37 1800 SH Other 01 02 1800 0 0 CAPELLA EDU COM 139594105 8353 142149 SH Defined 01 132724 0 9425 CARDIONET INC COM 14159L103 5420 219891 SH Defined 01 207191 0 12700 CASH AMER COM 14754D100 2899 105993 SH Defined 01 98193 0 7800 CATALYST HLTH COM 14888B103 8922 366420 SH Defined 01 338420 0 28000 CELGENE CORP COM 151020104 3003 54324 SH Defined 01 54324 0 0 CELGENE CORP COM 151020104 74 1334 SH Other 01 02 1334 0 0 CERNER CORP COM 156782104 1843 47920 SH Defined 01 47920 0 0 CERNER CORP COM 156782104 46 1200 SH Other 01 02 1200 0 0 CHATTEM INC COM 162456107 6192 86563 SH Defined 01 81063 0 5500 CHOICE HTLS COM 169905106 4773 158785 SH Defined 01 149985 0 8800 CITY NATL COM 178566105 1847 37916 SH Defined 01 37916 0 0 CITY NATL COM 178566105 34 700 SH Other 01 02 700 0 0 COMSTOCK RES COM 205768203 3390 71750 SH Defined 01 71750 0 0 COMSTOCK RES COM 205768203 113 2400 SH Other 01 02 2400 0 0 CONCHO RES INC COM 20605P101 6997 306602 SH Defined 01 283302 0 23300 CONTINENTAL RESCRS COM 212015101 1477 71311 SH Defined 01 71311 0 0 CONTINENTAL RESCRS COM 212015101 66 3200 SH Other 01 02 3200 0 0 CUMMINS INC COM 231021106 3121 116754 SH Defined 01 116754 0 0 CUMMINS INC COM 231021106 63 2352 SH Other 01 02 2352 0 0 CYBERSOURCE COM 23251J106 5976 498386 SH Defined 01 467886 0 30500 DOLLAR TREE INC COM 256746108 2032 48609 SH Defined 01 48609 0 0 DOLLAR TREE INC COM 256746108 63 1500 SH Other 01 02 1500 0 0 ENSCO INTL INC COM 26874Q100 2436 85790 SH Defined 01 85790 0 0 ENSCO INTL INC COM 26874Q100 45 1601 SH Other 01 02 1601 0 0 EBIX INC COM 278715206 4118 172285 SH Defined 01 162985 0 9300 EQUINIX INC COM 29444U502 15287 287402 SH Defined 01 274002 0 13400 EQUINIX INC COM 29444U502 78 1468 SH Other 01 02 1468 0 0 EVERCORE PRTNS CLs 29977A105 4286 343125 SH Defined 01 324125 0 19000 FASTENAL CO COM 311900104 2911 83516 SH Defined 01 83516 0 0 FASTENAL CO COM 311900104 56 1600 SH Other 01 02 1600 0 0 FLUOR CORP COM 343412102 4308 96020 SH Defined 01 96020 0 0 FLUOR CORP COM 343412102 144 3200 SH Other 01 02 3200 0 0 FORWARD AIR COM 349853101 2927 120620 SH Defined 01 113920 0 6700 GENOPTIX INC COM 37243V100 2760 80992 SH Defined 01 75292 0 5700 GLACIER BANC COM 37637Q105 3278 172350 SH Defined 01 159950 0 12400 GMX RES INC COM 38011M108 4513 178230 SH Defined 01 165480 0 12750 GRAND CANYON COM 38526M106 7588 404070 SH Defined 01 377570 0 26500 GRANITE CONSTR COM 387328107 7122 162115 SH Defined 01 155515 0 6600 GRANITE CONSTR COM 387328107 97 2200 SH Other 01 02 2200 0 0 GREEN MTN COM 393122106 7944 205275 SH Defined 01 193175 0 12100 HIBBETT SPTS COM 428567101 3320 211349 SH Defined 01 197949 0 13400 HOSPIRA INC COM 441060100 2795 104228 SH Defined 01 104228 0 0 HOSPIRA INC COM 441060100 66 2448 SH Other 01 02 2448 0 0 HUB GROUP CLA 443320106 3028 114140 SH Defined 01 106040 0 8100 HUNT J B TRANS COM 445658107 4055 154358 SH Defined 01 154358 0 0 HUNT J B TRANS COM 445658107 79 3003 SH Other 01 02 3003 0 0 ICONIX BRND COM 451055107 5849 598010 SH Defined 01 561410 0 36600 INTREPID POTASH COM 46121Y102 7698 370629 SH Defined 01 349729 0 20900 JOY GLOBAL INC COM 481165108 1930 84312 SH Defined 01 84312 0 0 JOY GLOBAL INC COM 481165108 48 2100 SH Other 01 02 2100 0 0 JUNIPER NETWKS COM 48203R104 2698 154110 SH Defined 01 154110 0 0 JUNIPER NETWKS COM 48203R104 67 3849 SH Other 01 02 3849 0 0 KBW INC COM 482423100 3844 167120 SH Defined 01 157820 0 9300 LANDSTAR SYS COM 515098101 11088 288521 SH Defined 01 274021 0 14500 LANDSTAR SYS COM 515098101 65 1692 SH Other 01 02 1692 0 0 LASALLE HTL COM 517942108 3272 296150 SH Defined 01 275450 0 20700 LUMINEX CORP COM 55027E102 2030 95017 SH Defined 01 88217 0 6800 MGM MIRAGE COM 552953101 3006 218438 SH Defined 01 218438 0 0 MGM MIRAGE COM 552953101 58 4250 SH Other 01 02 4250 0 0 MSC INDL CLA 553530106 4014 109000 SH Defined 01 101300 0 7700 MSCI INC CLA 55354G100 1228 69136 SH Defined 01 69136 0 0 MSCI INC CLA 55354G100 30 1700 SH Other 01 02 1700 0 0 MANTECH INTL CLA 564563104 8016 147923 SH Defined 01 138823 0 9100 MARTIN MARIETTA COM 573284106 5790 59638 SH Defined 01 59638 0 0 MARTIN MARIETTA COM 573284106 107 1100 SH Other 01 02 1100 0 0 MASIMO CORP COM 574795100 7640 256114 SH Defined 01 241814 0 14300 MERIDIAN BIO COM 589584101 8336 327274 SH Defined 01 306774 0 20500 MICROCHIP TECH COM 595017104 2768 141719 SH Defined 01 141719 0 0 MICROCHIP TECH COM 595017104 49 2500 SH Other 01 02 2500 0 0 MOSAIC CO COM 61945A107 3436 99296 SH Defined 01 99296 0 0 MOSAIC CO COM 61945A107 80 2300 SH Other 01 02 2300 0 0 NATIONAL OILWL COM 637071101 1642 67203 SH Defined 01 67203 0 0 NATIONAL OILWL COM 637071101 51 2100 SH Other 01 02 2100 0 0 NETLOGIC MICROSYS COM 64118B100 6091 276730 SH Defined 01 258430 0 18300 NEUTRAL TANDEM INC COM 64128B108 5942 366354 SH Defined 01 340654 0 25700 NEW YORK CMNTY COM 649445103 1008 84308 SH Defined 01 84308 0 0 NEW YORK CMNTY COM 649445103 30 2500 SH Other 01 02 2500 0 0 NORTHERN TR CORP COM 665859104 2165 41519 SH Defined 01 41519 0 0 NORTHERN TR CORP COM 665859104 52 1000 SH Other 01 02 1000 0 0 NVIDIA CORP COM 67066G104 1273 157762 SH Defined 01 157762 0 0 NVIDIA CORP COM 67066G104 31 3847 SH Other 01 02 3847 0 0 NUVASIVE INC COM 670704105 3371 97280 SH Defined 01 91480 0 5800 OSI PHARM COM 671040103 5276 135097 SH Defined 01 129597 0 5500 OSI PHARM COM 671040103 31 800 SH Other 01 02 800 0 0 OCEANEERING INTL COM 675232102 2644 90751 SH Defined 01 90751 0 0 OCEANEERING INTL COM 675232102 48 1650 SH Other 01 02 1650 0 0 OLD DOMINION COM 679580100 13468 473243 SH Defined 01 449043 0 24200 OLD DOMINION COM 679580100 63 2200 SH Other 01 02 2200 0 0 OMNITURE INC COM 68212S109 1779 167238 SH Defined 01 157138 0 10100 ONYX PHARM COM 683399109 7745 226714 SH Defined 01 216614 0 10100 ONYX PHARM COM 683399109 51 1500 SH Other 01 02 1500 0 0 O REILLY AUTO COM 686091109 2189 71211 SH Defined 01 71211 0 0 O REILLY AUTO COM 686091109 86 2800 SH Other 01 02 2800 0 0 PEABODY ENERGY CORP COM 704549104 2018 88686 SH Defined 01 88686 0 0 PEABODY ENERGY CORP COM 704549104 52 2294 SH Other 01 02 2294 0 0 PEOPLES UNITED COM 712704105 2067 115926 SH Defined 01 115926 0 0 PEOPLES UNITED COM 712704105 36 2000 SH Other 01 02 2000 0 0 POLO RALPH CL A 731572103 2251 49574 SH Defined 01 49574 0 0 POLO RALPH CL A 731572103 38 847 SH Other 01 02 847 0 0 PRICE T ROWE COM 74144T108 2895 81697 SH Defined 01 81697 0 0 PRICE T ROWE COM 74144T108 74 2079 SH Other 01 02 2079 0 0 PRICELINE COM COM 741503403 2355 31974 SH Defined 01 31974 0 0 PRICELINE COM COM 741503403 52 700 SH Other 01 02 700 0 0 PRICESMART COM 741511109 8683 420299 SH Defined 01 394099 0 26200 PRIVATEBANCORP COM 742962103 3163 97440 SH Defined 01 91540 0 5900 PROSPERITY BANC COM 743606105 4350 147020 SH Defined 01 138220 0 8800 RBC BEARINGS COM 75524B104 3015 148680 SH Defined 01 137980 0 10700 RITCHIE BROS COM 767744105 2118 98868 SH Defined 01 91868 0 7000 ROBERT HALF COM 770323103 3082 148033 SH Defined 01 148033 0 0 ROBERT HALF COM 770323103 58 2800 SH Other 01 02 2800 0 0 ROSS STORES INC COM 778296103 4826 162342 SH Defined 01 162342 0 0 ROSS STORES INC COM 778296103 95 3200 SH Other 01 02 3200 0 0 ST JUDE MED INC COM 790849103 2488 75481 SH Defined 01 75481 0 0 ST JUDE MED INC COM 790849103 59 1800 SH Other 01 02 1800 0 0 SEQUENOM INC COM 817337405 7567 381390 SH Defined 01 359090 0 22300 SILICON LAB COM 826919102 8830 356348 SH Defined 01 340748 0 15600 SILICON LAB COM 826919102 114 4600 SH Other 01 02 4600 0 0 SOUTHWESTERN COM 845467109 3684 127152 SH Defined 01 127152 0 0 SOUTHWESTERN COM 845467109 72 2472 SH Other 01 02 2472 0 0 STERICYCLE INC COM 858912108 2967 56961 SH Defined 01 56961 0 0 STERICYCLE INC COM 858912108 51 981 SH Other 01 02 981 0 0 STRAYER ED INC COM 863236105 5279 24620 SH Defined 01 23680 0 940 STRAYER ED INC COM 863236105 48 225 SH Other 01 02 225 0 0 SYBASE INC COM 871130100 4798 193720 SH Defined 01 181520 0 12200 TJX COS INC NEW COM 872540109 1400 68075 SH Defined 01 68075 0 0 TJX COS INC NEW COM 872540109 35 1700 SH Other 01 02 1700 0 0 TEAM INC COM 878155100 2590 93510 SH Defined 01 86360 0 7150 URS CORP NEW COM 903236107 3101 76052 SH Defined 01 76052 0 0 URS CORP NEW COM 903236107 94 2300 SH Other 01 02 2300 0 0 ULTRA PET COM 903914109 2236 64802 SH Defined 01 64802 0 0 ULTRA PET COM 903914109 57 1639 SH Other 01 02 1639 0 0 UNDER ARMOUR CLA 904311107 4520 189601 SH Defined 01 181901 0 7700 UNDER ARMOUR CLA 904311107 38 1600 SH Other 01 02 1600 0 0 VARIAN SEMI COM 922207105 7071 390253 SH Defined 01 376353 0 13900 VARIAN SEMI COM 922207105 118 6490 SH Other 01 02 6490 0 0 VOCUS INC COM 92858J108 3145 172723 SH Defined 01 162223 0 10500 VULCAN MATLS COM 929160109 2472 35530 SH Defined 01 35530 0 0 VULCAN MATLS CO COM 929160109 97 1400 SH Other 01 02 1400 0 0 WABTEC CORP COM 929740108 12267 308604 SH Defined 01 298104 0 10500 WABTEC CORP COM 929740108 120 3007 SH Other 01 02 3007 0 0 WAL MART COM 931142103 396 7070 SH Defined 01 7070 0 0 WHITING PETE COM 966387102 2516 75200 SH Defined 01 69800 0 5400 YUM BRANDS INC COM 988498101 2188 69446 SH Defined 01 69446 0 0 YUM BRANDS INC COM 988498101 57 1800 SH Other 01 02 1800 0 0
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