9999999997-11-014993.txt : 20110908 9999999997-11-014993.hdr.sgml : 20110908 20110908150247 ACCESSION NUMBER: 9999999997-11-014993 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 20110815 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 111080836 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 CT ORDER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C0Q(#`@;V)J#3P\+TQI;F5AF4@-30O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F#R`A(,4X`$XPT@P1(%)-C.`(G/'0Q,C`P[0+(,C.C$?\;9?P`"#`#6U`?D M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8-"B`@("`@ M("`@#0HU,R`P(&]B:@T\/"]#(#8Y+T9I;'1E8F!@8&%@8(IF``(>!094P,@` MDN5H0!9C@6(&AAL,W`Q<7+]8%D"5RL9":*8X9,6&TA!11@N```,`ZR8%'@T* M96YD7!E+U!A9V4^/@UE;F1O8FH--#0@,"!O8FH-/#PO1FEL=&5R+T9L871E M1&5C;V1E+T9IC.=3K(F7Q$G9>3KP^4EO6Z6>=D2SH2AT^SQ8UZL-RTQ1M+W>2>ZD,S2V39; M-T0J.JO*=C*I?MU?:)V@C`C&&#IX0.DLVQ7;YS>+8I0_!CV0!W MGDI&K!"NP2RN?F\X#T'*)$5=V(,L5:K3A6^OY[ZU-GM^,)'8J8R2T@D/@6&0 MSE@YQWZ-SX--OT_ZO9<'&Q>HC&085%\`E*>*",%PU;#JOC@ZBL._0%RY[L!Y M#1]@@BGIP3QVX5UWRL&J#Q`"`PW55U*,`O"`8'T,5KG;O,P.9Y@:8SP@M@2$3"1",'H0(]#L+Y%QH#V"2]Y`*`#11H# MNB!&Z(1#?E2ZURD!@\T#TE*@7L>O?TF]9I]ZF3V'>E]A776$=1-VFG159`%6N[M8K95)@U$@BS;,V)@QHA\XID2?H8/_4Y<7'%-QFRK M7#T%[!.807Z0;4'O--M"]DBVG+\@6\\&+\@V3<[@VB@":R!U$]K`GYWB6J7E M/M?REURKHB<:`Q+U?]X8/EF/8_98?G/\0W0*@+O_F&J/P5/M<3BJ_2W` M`$-8>>4-"F5N9'-T[. MSO'-R??YQ=4O\/;MU5W_=@`AO'OW?M"'BZO^0PC3%]R`E^GZXBK/0]"0/UYH M@WOX;"`+(0V[*NM`OKKPP,__O+B^HZLE.VW9Z2X$6ND$\MD14F-)0TLY.$(9 M.4H5AA'D4PB*IU<((I5EI:B1]]%/O"'^;GWCY=<#?(('/]!>WL/'_/K!_SW_ M@"*124CW4Y5UZ>F8EK&5S2(-WY,'E*UCE7:JPE%2Q[OV@\3K?[R_]8/(R^F% MGWB;":`W'`"__N;KT.O_Z`>QUQO^X!=WH?\S[=SY01<7(]?Y)B_\RA3#AC'M M)B36A%1%-6U[R'M/?#[S^D(P[?S(`YU<@@FU9O;M3#L.%P0ARA3=F7.KBA4)CGG5AW6<(@M#C$)TY%*XBH.J'3JK5#-Z0:] M$'O/<^B3EL7;EN)]0Z8\CVG=43PN"`#>7#=LP4)D3IFB72T*8A5WSIKBZE'0 M46%-[QM?LR+&6](R]V,/AA@[&P62(2$QQ)"QE22@]U!%4?%NC$X3VA/1=>(+.?6E"5H$1>50@_L=54UR)2I)O`? M;7\G&+D2B3U#2\\(M%&I1$]T`G)7F?+O*R"$%H200;`@7J_84H>!5E&1HB-O MBB[9/&/I8M_T*7WX=8LKQMS8YV@RXL3-NE+71E+V]I.5.]^YA;C-@&ZO>=UN MEXZ*1#;YPGX]HSLDN@B->Q)B,!:,U75?!I&))T)5!$1D:0RPWD3T94]K49NM MJ/5G:APBPA6@H%*!NAA"U1">^I1%>!%_C]@(%S.?=.CPQFXQQJ.:2L["<9"OQ5GQI887`8@?$X"LE-4E?[G'72J7_0+>?"PXK MV#T59UCM(KE&.XL)+;L77Z.YJ,6.J(%DP8W?+15:0;,7ZK"2:T9U;1S]*@F3 MUHI'"X@C`6KI]&T(""*L;]4*B?Z7B.*^RA[:EWXKXB%FI8KV2H^*UE1UXI.U MK&RW3'JNEJ4'B>5"Z[TO^<":28"3XN1AFT!;%WR.:,TV-..=CM$O$[[]MV]L M2+9D\6'ZHDNZM?RMZ?!-2=SJ/0XH#DJ)K07'T-FX_5):T&AGB1L51S(VC9?4 MG+A#/;I>-7_A_!C+OX.8T:K;J2V%%\ZP9!%-<1!!15HBML'KD6 M$LVMKR.2A$IOCDNAY)G:S4L!$*-XY"7P$8_4`R&O.#H4)(GYY"&KR2*LR4JY)N MZPU--J8`<0/;_:3>5I9\7,DGMG]6ZCZUWMNX!(6R=2EP(+J^*)?7K"Q7)KI> MR+CD72`N7_G1L=_/1.-*C!QW'!US1!:>KSB`;R[=`+5Y]>M]K!3]=*REC6PG M:/WD:;WP2L&^7`*E]8;[V,2VF`83QM=6'M>>K5-MF2S<5;'KP'/@,)*0K]"6 M6+G\A:V-$<%P5BEI+06(1Y7$VU("S*?-LC.C[3?-.1$'CY.?M[K\D!': MT9=4UYMOBP\+!&Q%ZX3!+`H?Y6\SO")IZ2%V;*8*M6C<.3X0F_*C2)\%U.@# M0%N"V9EE9MT8';CT@B;\]ED7#6E+9&<097:V&,H]1;*8TS,0RI:UI MX.7:;F&C/>?UP[F:2Z_SB'P$&`+(PQ0H-"F5N9'-TY!@9$1FE MP'Z>@8V!F0$,$I.+"QP#`GQ`[+S\O%0&#/#M&@,CB+ZL"S(+4QXO8$TN*"H! MT@>`V"@EM3@92'\!XLSRD@*@.&,"D"V2E`UF@]2)9(<$.0/9'4`V7TEJ!4B, MP3F_H+(H,SVC1,'0TM)2P3$E/RE5(;BRN"0UMUC!,R\YOZ@@ORBQ)#4%J!9J M!PCPNQ`P8A0[CQ!#@.32HC(HDY') MF($!(,``2<8X+PT*96YDPJ>BE!2 M")2"4&!*$2&4$B)2Y1$%?D*45)4((&I$134C:JH+(8!J@#F`AY^9D3'2W.!3 M01RQ@"^)"Z0DXGG!LB).R+HFKK"R>.(:609L#UDS"7@"B(`G1:1Y%U(5).!% M[$?`BS&1@!<3C@5>X7$P\(KHZ>+"W>#(GK9NTXRYF_9CSCC^WQ/K_#+=Y%<* M;ML_YB_-`#5SQ_YUR&XWC:?#TK;M^VFUFI&WL(6&V=82HA$U"HU2(VE4&@MX MMK6$4E@IK!16"BN%E<)*8:6P4D0IHA11BBA%E")*$:6(4F2AW+D-+=-NYW;Y MH"=;GYZ>;YFG%RU^WQ-&;WL6V.8_/T-AS[ MX:H9?@T_=??X-[OU_+F&O=^CS]UCV^7=0P/#Y^ZOIVF>TU5@O?V1^]-T'IZ^ M/Q_&=G@;#GG\1M] MDWB]5I7-JIC5:%8+LUJ:U616*[-:VS;>D67;"K:N8/L*MK!@&PNVLF`["[:T M8%MCVQJ_\\9L:VQ;8]L:V];8ML;_M/93@`$`^I&FMC.60B/SX*/'@Z>&UP;65T82!X;6QN#IX;7!T:STB061O8F4@6$U0($-O&UP.DUE M=&%D871A1&%T93XR,#$Q+3`Y+3`X5#$T.C4W.C4X+3`T.C`P/"]X;7`Z365T M861A=&%$871E/@H@("`@("`@("`\>&UP.D-R96%T;W)4;V]L/D%C&UP34TZ26YS=&%N M8V5)1#YU=6ED.C(Q-V(Q93DY+3,T9#,M-&%F92TY,S5D+60R,F%E9#DU9C&UP34TZ26YS=&%N8V5)1#X*("`@("`@("`@/'AM<$U-.G-U8FIE8W0^ M"B`@("`@("`@("`@(#QR9&8Z4V5Q/@H@("`@("`@("`@("`@("`\7=O#I3;W5R8V5-;V1I9FEE9#X*("`@("`@("`@/'!D9G@Z0V]M<&%N M>3Y396-U&AA;F=E($-O;6UI3X*("`@("`@("`@/'!D9G@Z0V]M;65N=',^5F5R_%`RN75,H\VP'VYW]A49^J6!(S$\$?NJOL/I M0T)25;TC_X^R[7Z5>R9?'(K3TXBS$>[#R)8GD7!E+UA2968O5ULQ(#(@,5T^/G-T