0001214659-22-010646.txt : 20220829 0001214659-22-010646.hdr.sgml : 20220829 20220829160316 ACCESSION NUMBER: 0001214659-22-010646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220826 FILED AS OF DATE: 20220829 DATE AS OF CHANGE: 20220829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minichiello Thomas P. CENTRAL INDEX KEY: 0001411719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 221211265 MAIL ADDRESS: STREET 1: 750 N. COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-56997.xml PRIMARY DOCUMENT X0306 4 2022-08-26 0000808326 EMCORE CORP EMKR 0001411719 Minichiello Thomas P. 2015 CHESTNUT ST. ALHAMBRA CA 91803 false true false false Chief Financial Officer Common Stock 2022-08-26 4 M false 25000 A 97690 D Common Stock 2022-08-26 4 F false 6087 2.45 D 91603 D Restricted Stock Units (RSUs) 2022-08-26 4 M false 25000 D Emcore Common Stock 25000 25000 D The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date Ryan Hochgesang, attorney in fact 2022-08-29