0001214659-22-003959.txt : 20220315
0001214659-22-003959.hdr.sgml : 20220315
20220315160857
ACCESSION NUMBER: 0001214659-22-003959
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lu Albert
CENTRAL INDEX KEY: 0001701001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 22741150
MAIL ADDRESS:
STREET 1: 2015 CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-55790.xml
PRIMARY DOCUMENT
X0306
4
2022-03-11
0000808326
EMCORE CORP
EMKR
0001701001
Lu Albert
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
false
true
false
false
SVP & GM, Aerospace & Defense
Performance-Based Restricted Stock Units (PSUs)
2022-03-11
4
A
false
135135
0
A
Emcore Common Stock
135135
135135
D
Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in column 7 of this report.
Between zero (0) and 200% of the PSUs will vest, if at all, on March 10, 2025, subject to the Reporting Person's continued service with the Issuer through such date.
The PSUs were awarded to the Reporting Person for no cash or other similar consideration.
Ryan Hochgesang, attorney in fact
2022-03-15