0001214659-21-013751.txt : 20211229
0001214659-21-013751.hdr.sgml : 20211229
20211229162301
ACCESSION NUMBER: 0001214659-21-013751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211228
FILED AS OF DATE: 20211229
DATE AS OF CHANGE: 20211229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lu Albert
CENTRAL INDEX KEY: 0001701001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 211529127
MAIL ADDRESS:
STREET 1: 2015 CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-54816.xml
PRIMARY DOCUMENT
X0306
4
2021-12-28
0000808326
EMCORE CORP
EMKR
0001701001
Lu Albert
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
false
true
false
false
Sr. V.P. of Engineering
Common Stock
2021-12-28
4
M
false
3500
A
71207
D
Common Stock
2021-12-28
4
F
false
1210
7.03
D
69997
D
Restricted Stock Units (RSUs)
2021-12-28
4
M
false
3500
D
Emcore Common Stock
3500
0
D
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
On December 28, 2017, the reporting person was granted 14,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date
Ryan Hochgesang, attorney in fact
2021-12-29