0001214659-21-009058.txt : 20210827
0001214659-21-009058.hdr.sgml : 20210827
20210827160800
ACCESSION NUMBER: 0001214659-21-009058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210826
FILED AS OF DATE: 20210827
DATE AS OF CHANGE: 20210827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minichiello Thomas P.
CENTRAL INDEX KEY: 0001411719
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 211218958
MAIL ADDRESS:
STREET 1: 750 N. COMMONS DRIVE
CITY: AURORA
STATE: IL
ZIP: 60504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-53680.xml
PRIMARY DOCUMENT
X0306
4
2021-08-26
0000808326
EMCORE CORP
EMKR
0001411719
Minichiello Thomas P.
2015 CHESTNUT ST.
ALHAMBRA
CA
91803
false
true
false
false
Chief Financial Officer
Common Stock
2021-08-26
4
M
false
25000
A
75355
D
Common Stock
2021-08-26
4
F
false
8645
7.52
D
66710
D
Restricted Stock Units (RSUs)
2021-08-26
4
M
false
25000
D
Emcore Common Stock
25000
50000
D
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
The total number of securities beneficially owned by the reporting person has been updated to reflect only those number of restricted stock units that were previously reported in Table I, together with all other shares of the Issuer's common stock beneficially owned by the reporting person. All unvested restricted stock units previously reported in Table II are not included in the total number of securities beneficially owned by the reporting person, and will only be included at the time such restricted stock units vest in the future.
Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date
Ryan Hochgesang, attorney in fact
2021-08-27