0001214659-21-009000.txt : 20210825 0001214659-21-009000.hdr.sgml : 20210825 20210825174423 ACCESSION NUMBER: 0001214659-21-009000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210825 FILED AS OF DATE: 20210825 DATE AS OF CHANGE: 20210825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 211208028 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-53661.xml PRIMARY DOCUMENT X0306 4 2021-08-25 0000808326 EMCORE CORP EMKR 0001249803 JACKSON REX S C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2021-08-25 4 S false 17000 7.51 D 90641 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $7.42 to $7.60 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Ryan Hochgesang, attorney in fact 2021-08-25