0001214659-21-003888.txt : 20210402 0001214659-21-003888.hdr.sgml : 20210402 20210402160621 ACCESSION NUMBER: 0001214659-21-003888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOMENIK STEPHEN L CENTRAL INDEX KEY: 0001189256 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 21802027 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD #1670 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-52173.xml PRIMARY DOCUMENT X0306 4 2021-03-31 0000808326 EMCORE CORP EMKR 0001189256 DOMENIK STEPHEN L C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA 91803 true false false false Common Stock 2021-03-31 4 A false 1599 A 185162 D Common Stock 10000 I By the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on March 11, 2021 to receive a portion of his fees payable for Board service to the Issuer for the quarter ended March 31, 2021 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $5.46 on March 31, 2021, the last trading day of the applicable quarter. /s/ Ryan Hochgesang, attorney in fact 2021-04-02