0001214659-21-003320.txt : 20210322
0001214659-21-003320.hdr.sgml : 20210322
20210322161334
ACCESSION NUMBER: 0001214659-21-003320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210318
FILED AS OF DATE: 20210322
DATE AS OF CHANGE: 20210322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOMENIK STEPHEN L
CENTRAL INDEX KEY: 0001189256
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 21761437
MAIL ADDRESS:
STREET 1: C/O SEVIN ROSEN FUNDS
STREET 2: 13455 NOEL RD #1670
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-51875.xml
PRIMARY DOCUMENT
X0306
4
2021-03-18
0000808326
EMCORE CORP
EMKR
0001189256
DOMENIK STEPHEN L
C/O EMCORE CORPORATION
2015 W. CHESTNUT STREET
ALHAMBRA
91803
true
false
false
false
Common Stock
2021-03-18
4
M
false
66095
0
A
130873
D
Common Stock
10000
I
By the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees
Restricted Stock Units
2021-03-19
4
A
false
33632
A
164505
D
Restricted Stock Units
2021-03-19
4
A
false
19058
A
183563
D
Restricted Stock Units
2021-03-18
4
M
false
66095
0
D
Common Stock
66095
0
D
Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as a non-employee director.
The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as the Issuer's Board Chairman.
Each restricted stock unit converts into a share of the Issuer's common stock on a one-for-one basis.
On March 20, 2020, the Reporting Person was granted 66,095 restricted stock units, vesting in full on the earlier of (i) the day immediately prior to the Issuer's 2021 annual meeting of shareholders or (ii) March 20, 2021.
/s/ Ryan Hochgesang, attorney in fact
2021-03-22