0001214659-20-002830.txt : 20200323 0001214659-20-002830.hdr.sgml : 20200323 20200323162938 ACCESSION NUMBER: 0001214659-20-002830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200319 FILED AS OF DATE: 20200323 DATE AS OF CHANGE: 20200323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINE GERALD J CENTRAL INDEX KEY: 0001206151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 20735202 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-48200.xml PRIMARY DOCUMENT X0306 4 2020-03-19 0000808326 EMCORE CORP EMKR 0001206151 FINE GERALD J C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2020-03-19 4 M false 25130 A 63124 D Common Stock 29318 I By The Gerald J. Fine Trust, Gerald J Fine Trustee Restricted Stock Units 2020-03-19 4 M false 25130 D Emcore Common Stock 25130 0 D The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Ryan Hochgesang, attorney in fact 2020-03-23