0001214659-19-005890.txt : 20190916 0001214659-19-005890.hdr.sgml : 20190916 20190916163836 ACCESSION NUMBER: 0001214659-19-005890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190912 FILED AS OF DATE: 20190916 DATE AS OF CHANGE: 20190916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heiks Noel CENTRAL INDEX KEY: 0001788308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 191095047 MAIL ADDRESS: STREET 1: C/O EMCORE CORPORATION STREET 2: 2015 CHESTNUT ST. CITY: ALHAMBRA STATE: CA ZIP: 91803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-45765.xml PRIMARY DOCUMENT X0306 4 2019-09-12 0000808326 EMCORE CORP EMKR 0001788308 Heiks Noel 2015 CHESTNUT ST. ALHAMBRA CA 91803 true false false false Restricted Stock Units 2019-09-12 4 A false 10194 A Emcore Common Stock 10194 10194 D Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for her service as a non-employee director. The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. Ryan Hochgesang, as attorney-in-fact 2019-09-16