0001214659-19-002304.txt : 20190327 0001214659-19-002304.hdr.sgml : 20190327 20190327191304 ACCESSION NUMBER: 0001214659-19-002304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190327 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINE GERALD J CENTRAL INDEX KEY: 0001206151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 19709548 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-44693.xml PRIMARY DOCUMENT X0306 4 2019-03-27 0000808326 EMCORE CORP EMKR 0001206151 FINE GERALD J C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2019-03-27 4 G false 16218 D 37994 D Common Stock 2019-03-27 4 G false 16218 A 29318 I See Footnote The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration. The shares of common stock are held indirectly by the Reporting Person and held directly by The Gerald J Fine Trust, Gerald J Fine Trustee. Ryan Hochgesang, attorney in fact 2019-03-27