0001214659-19-002181.txt : 20190318 0001214659-19-002181.hdr.sgml : 20190318 20190318170607 ACCESSION NUMBER: 0001214659-19-002181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190316 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 19689073 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-44506.xml PRIMARY DOCUMENT X0306 4 2019-03-16 0000808326 EMCORE CORP EMKR 0001249803 JACKSON REX S C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2019-03-16 4 M false 9075 A 22961 D Restricted Stock Units 2019-03-16 4 M false 9075 D Emcore Common Stock 9075 0 D The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. Ryan Hochgesang, attorney in fact 2019-03-18