0001214659-19-002180.txt : 20190318
0001214659-19-002180.hdr.sgml : 20190318
20190318170505
ACCESSION NUMBER: 0001214659-19-002180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190316
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINE GERALD J
CENTRAL INDEX KEY: 0001206151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 19689059
MAIL ADDRESS:
STREET 1: ONE RIVERFRONT PLZ
CITY: CORNING
STATE: NY
ZIP: 14831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-44508.xml
PRIMARY DOCUMENT
X0306
4
2019-03-16
0000808326
EMCORE CORP
EMKR
0001206151
FINE GERALD J
C/O EMCORE CORPORATION
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
true
false
false
false
Common Stock
2019-03-16
4
M
false
16218
A
54212
D
Common Stock
13100
I
By The Gerald J. Fine Trust, Gerald J Fine Trustee
Restricted Stock Units
2019-03-16
4
M
false
16218
D
Emcore Common Stock
16218
0
D
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting.
Ryan Hochgesang, attorney in fact
2019-03-18