0001214659-17-007358.txt : 20171218
0001214659-17-007358.hdr.sgml : 20171218
20171218185219
ACCESSION NUMBER: 0001214659-17-007358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20171218
DATE AS OF CHANGE: 20171218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lu Albert
CENTRAL INDEX KEY: 0001701001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 171262498
MAIL ADDRESS:
STREET 1: 2015 CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-40444.xml
PRIMARY DOCUMENT
X0306
4
2017-12-14
0000808326
EMCORE CORP
EMKR
0001701001
Lu Albert
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
false
true
false
false
Sr. V.P. of Engineering
Common Stock
2017-12-14
4
M
false
2118
A
8963
D
Common Stock
2017-12-15
4
S
false
806
D
8157
D
Restricted Stock Units (RSUs)
2017-12-14
4
M
false
2118
D
Emcore Common Stock
2118
15460
D
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $6.36 to $6.45 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.
Ryan Hochgesang, attorney in fact
2017-12-18