0001214659-17-004331.txt : 20170705 0001214659-17-004331.hdr.sgml : 20170705 20170705175437 ACCESSION NUMBER: 0001214659-17-004331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wojciechowski David Gregory CENTRAL INDEX KEY: 0001699999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 17949279 MAIL ADDRESS: STREET 1: 2015 CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-39204.xml PRIMARY DOCUMENT X0306 4 2017-06-29 0000808326 EMCORE CORP EMKR 0001699999 Wojciechowski David Gregory 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 false true false false Vice President, Sales Common Stock 2017-06-29 4 A false 3470 A 3470 D Common Stock 2017-06-30 4 S false 1299 10.80 D 2171 D Restricted Stock Units 2017-06-29 4 M false 3470 D Emcore Common Stock 3470 14144 D The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. Reflects the reporting of a single open market transaction. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person. Mark A. Gordon, attorney in fact 2017-07-05