0001214659-17-000371.txt : 20170119 0001214659-17-000371.hdr.sgml : 20170119 20170119134056 ACCESSION NUMBER: 0001214659-17-000371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170117 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINE GERALD J CENTRAL INDEX KEY: 0001206151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 17535500 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 4 1 marketforms-37606.xml PRIMARY DOCUMENT X0306 4 2017-01-17 0000808326 EMCORE CORP EMKR 0001206151 FINE GERALD J C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2017-01-17 4 A false 10722 0 A 37994 D The shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The shares of common stock were awarded to the Reporting Person for his service as a non-employee director and Chairman of the Board. /s/ Leila Brown, attorney in fact 2017-01-18