0001214659-16-009667.txt : 20160218
0001214659-16-009667.hdr.sgml : 20160218
20160218192945
ACCESSION NUMBER: 0001214659-16-009667
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160218
DATE AS OF CHANGE: 20160218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINSWIG MARK
CENTRAL INDEX KEY: 0001265677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 161439631
MAIL ADDRESS:
STREET 1: EMCORE CORP
STREET 2: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
marketforms-34456.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0000808326
EMCORE CORP
EMKR
0001265677
WEINSWIG MARK
C/O EMCORE CORPORATION
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
false
true
false
false
Chief Financial Officer
Common Stock
2016-02-16
4
A
false
12500
A
104985
D
Common Stock
2016-02-17
4
S
false
4800
5.08
D
100185
D
Restricted Stock Units
2016-02-16
4
A
false
37500
0
A
Emcore Common Stock
37500
37500
D
These shares were issued as part of a 50,000 restricted stock unit grant under the Company's 2012 Equity Incentive Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d). This entry represents a portion of the total grant of restricted stock units that vested immediately and was settled in common stock on the grant date.
The shares of common stock were awarded to the Reporting Person for no cash or other similar consideration.
Reflects a correction in the number of securities reported as held directly by the Reporting Person in prior reports due to an inadvertent error that appeared in the prior reports.
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Vests in three equal annual installments commencing on February 16, 2017. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
/s/ Leila Brown, attorney-in-fact
2016-02-18