0001214659-16-009665.txt : 20160218
0001214659-16-009665.hdr.sgml : 20160218
20160218192237
ACCESSION NUMBER: 0001214659-16-009665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160218
DATE AS OF CHANGE: 20160218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RITTICHIER JEFFREY
CENTRAL INDEX KEY: 0001628825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 161439614
MAIL ADDRESS:
STREET 1: 2015 CHESTNUT ST
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-34457.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0000808326
EMCORE CORP
EMKR
0001628825
RITTICHIER JEFFREY
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
true
true
false
false
Chief Executive Officer
Common Stock
2016-02-16
4
A
false
12500
A
103293
D
Common Stock
2016-02-17
4
S
false
4726
5.08
D
98567
D
Restricted Stock Units
2016-02-16
4
A
false
37500
0
A
Emcore Common Stock
37500
37500
D
These shares were issued as part of a 50,000 restricted stock unit grant under the Company's 2012 Equity Incentive Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d). This entry represents a portion of the total grant of restricted stock units that vested immediately and was settled in common stock on the grant date.
The shares of common stock were awarded to the Reporting Person for no cash or other similar consideration.
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Vests in three equal annual installments commencing on February 16, 2017. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
/s/ Leila Brown, attorney in fact
2016-02-18