0001214659-16-008708.txt : 20160106 0001214659-16-008708.hdr.sgml : 20160106 20160106170554 ACCESSION NUMBER: 0001214659-16-008708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOTT CHARLES THOMAS /NY CENTRAL INDEX KEY: 0001056354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 161327583 MAIL ADDRESS: STREET 1: C/O CORDIOT PLC STREET 2: 83-89 WHITFIELD STREET W1A-4XA CITY: LONDON 4 1 marketforms-33981.xml PRIMARY DOCUMENT X0306 4 2016-01-04 0000808326 EMCORE CORP EMKR 0001056354 SCOTT CHARLES THOMAS /NY C/O EMCORE CORP 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Phantom Share Credits 0 2016-01-04 4 A false 6667 0 A Common Stock 6667 28932 D These phantom share credits were credited to the Reporting Person's account because the Reporting Person elected to defer receipt of shares of common stock that the Reporting Person was entitled to receive for service as a non-employee director pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan. Each phantom share credit in the Reporting Person's account entitles the Reporting Person to one share of common stock. The Reporting Person's account shall be paid out (i) in shares of common stock within 30 days of the Reporting Person ceasing to serve as a director of the Issuer or (ii) immediately prior to a change of control of the Issuer, in shares of common stock or, at the discretion of the board of directors of the Issuer, in cash. Phantom share credits shall not expire. /s/ Charles T. Scott 2016-01-05