0001214659-16-008708.txt : 20160106
0001214659-16-008708.hdr.sgml : 20160106
20160106170554
ACCESSION NUMBER: 0001214659-16-008708
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOTT CHARLES THOMAS /NY
CENTRAL INDEX KEY: 0001056354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 161327583
MAIL ADDRESS:
STREET 1: C/O CORDIOT PLC
STREET 2: 83-89 WHITFIELD STREET W1A-4XA
CITY: LONDON
4
1
marketforms-33981.xml
PRIMARY DOCUMENT
X0306
4
2016-01-04
0000808326
EMCORE CORP
EMKR
0001056354
SCOTT CHARLES THOMAS /NY
C/O EMCORE CORP
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
true
false
false
false
Phantom Share Credits
0
2016-01-04
4
A
false
6667
0
A
Common Stock
6667
28932
D
These phantom share credits were credited to the Reporting Person's account because the Reporting Person elected to defer receipt of shares of common stock that the Reporting Person was entitled to receive for service as a non-employee director pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan.
Each phantom share credit in the Reporting Person's account entitles the Reporting Person to one share of common stock. The Reporting Person's account shall be paid out (i) in shares of common stock within 30 days of the Reporting Person ceasing to serve as a director of the Issuer or (ii) immediately prior to a change of control of the Issuer, in shares of common stock or, at the discretion of the board of directors of the Issuer, in cash.
Phantom share credits shall not expire.
/s/ Charles T. Scott
2016-01-05