0001214659-15-007396.txt : 20151102 0001214659-15-007396.hdr.sgml : 20151102 20151102202905 ACCESSION NUMBER: 0001214659-15-007396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINSWIG MARK CENTRAL INDEX KEY: 0001265677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 151191998 MAIL ADDRESS: STREET 1: EMCORE CORP STREET 2: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 marketforms-33378.xml PRIMARY DOCUMENT X0306 4 2015-11-02 0000808326 EMCORE CORP EMKR 0001265677 WEINSWIG MARK C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 false true false false Chief Financial Officer Common Stock 2015-11-02 4 S false 18512 7.00 D 86056 D Common Stock 7849 I By 401(k) Plan All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person. Shares attributable to EMCORE Corporation 401(k) account as of September 30, 2015. /s/ Mark Weinswig 2015-11-02