0001214659-15-001649.txt : 20150224 0001214659-15-001649.hdr.sgml : 20150224 20150224175246 ACCESSION NUMBER: 0001214659-15-001649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 15645127 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 marketforms-30037.xml PRIMARY DOCUMENT X0306 4 2015-02-20 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR C/O EMCORE CORP 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2015-02-20 4 S false 25000 5.45 D 115674 D Common Stock 2015-02-23 4 S false 25000 5.5005 D 90674 D Common Stock 2015-02-24 4 S false 25000 5.5502 D 65674 D Common Stock 2015-02-20 4 S false 43751 5.4566 D 0 I By Spouse Common Stock 2500 I By Spouse In Pension Fund Common Stock 2500 I By Trust For Benefit Of Daughter Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.45 to $5.50 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.50 to $5.54 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.55 to $5.56 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. /s/ Alfredo Gomez, attorney-in-fact 2015-02-24