0001214659-15-001649.txt : 20150224
0001214659-15-001649.hdr.sgml : 20150224
20150224175246
ACCESSION NUMBER: 0001214659-15-001649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDS REUBEN F JR
CENTRAL INDEX KEY: 0001035939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 15645127
MAIL ADDRESS:
STREET 1: C/O EMCORE CORP
STREET 2: 394 ELIZABETH CORP
CITY: SOMERSET
STATE: NJ
ZIP: 08893
4
1
marketforms-30037.xml
PRIMARY DOCUMENT
X0306
4
2015-02-20
0000808326
EMCORE CORP
EMKR
0001035939
RICHARDS REUBEN F JR
C/O EMCORE CORP
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
true
false
false
false
Common Stock
2015-02-20
4
S
false
25000
5.45
D
115674
D
Common Stock
2015-02-23
4
S
false
25000
5.5005
D
90674
D
Common Stock
2015-02-24
4
S
false
25000
5.5502
D
65674
D
Common Stock
2015-02-20
4
S
false
43751
5.4566
D
0
I
By Spouse
Common Stock
2500
I
By Spouse In Pension Fund
Common Stock
2500
I
By Trust For Benefit Of Daughter
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.45 to $5.50 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.50 to $5.54 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.55 to $5.56 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
/s/ Alfredo Gomez, attorney-in-fact
2015-02-24