0001214659-15-000644.txt : 20150128
0001214659-15-000644.hdr.sgml : 20150128
20150128165345
ACCESSION NUMBER: 0001214659-15-000644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150126
FILED AS OF DATE: 20150128
DATE AS OF CHANGE: 20150128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOGOMOLNY ROBERT
CENTRAL INDEX KEY: 0001175342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 15555472
4
1
marketforms-29070.xml
PRIMARY DOCUMENT
X0306
4
2015-01-26
0000808326
EMCORE CORP
EMKR
0001175342
BOGOMOLNY ROBERT
C/O EMCORE CORPORATION
2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
true
false
false
false
Common Stock
2015-01-26
4
A
false
11363
A
82522
D
Phantom Share Credits
0
2015-01-26
4
A
false
7576
0
A
Common Stock
7576
15497
D
These shares of common stock were acquired by the Reporting Person under the EMCORE Corporation 2012 Equity Incentive Plan.
1,894 shares of common stock were awarded to the Reporting Person for his service as Co-Chairman of the Board, and 9,469 shares of common stock were awarded to the Reporting Person for additional workload the Reporting Person took on in 2014 in connection with a strategy review process undertaken by the Issuer.
These phantom share credits were credited to the Reporting Person's account because the Reporting Person elected to defer receipt of shares of common stock that the Reporting Person was entitled to receive for service as a non-employee director pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan.
Each phantom share credit in the Reporting Person's account entitles the Reporting Person to one share of common stock. The Reporting Person's account shall be paid out (i) in shares of common stock within 30 days of the Reporting Person ceasing to serve as a director of the Issuer or (ii) immediately prior to a change of control of the Issuer, in shares of common stock or, at the discretion of the board of directors of the Issuer, in cash.
Phantom share credits shall not expire.
Robert Bogomolny
2015-01-27