0001214659-15-000644.txt : 20150128 0001214659-15-000644.hdr.sgml : 20150128 20150128165345 ACCESSION NUMBER: 0001214659-15-000644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOGOMOLNY ROBERT CENTRAL INDEX KEY: 0001175342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 15555472 4 1 marketforms-29070.xml PRIMARY DOCUMENT X0306 4 2015-01-26 0000808326 EMCORE CORP EMKR 0001175342 BOGOMOLNY ROBERT C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2015-01-26 4 A false 11363 A 82522 D Phantom Share Credits 0 2015-01-26 4 A false 7576 0 A Common Stock 7576 15497 D These shares of common stock were acquired by the Reporting Person under the EMCORE Corporation 2012 Equity Incentive Plan. 1,894 shares of common stock were awarded to the Reporting Person for his service as Co-Chairman of the Board, and 9,469 shares of common stock were awarded to the Reporting Person for additional workload the Reporting Person took on in 2014 in connection with a strategy review process undertaken by the Issuer. These phantom share credits were credited to the Reporting Person's account because the Reporting Person elected to defer receipt of shares of common stock that the Reporting Person was entitled to receive for service as a non-employee director pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan. Each phantom share credit in the Reporting Person's account entitles the Reporting Person to one share of common stock. The Reporting Person's account shall be paid out (i) in shares of common stock within 30 days of the Reporting Person ceasing to serve as a director of the Issuer or (ii) immediately prior to a change of control of the Issuer, in shares of common stock or, at the discretion of the board of directors of the Issuer, in cash. Phantom share credits shall not expire. Robert Bogomolny 2015-01-27