0001214659-15-000639.txt : 20150128 0001214659-15-000639.hdr.sgml : 20150128 20150128164352 ACCESSION NUMBER: 0001214659-15-000639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 15555388 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 marketforms-29078.xml PRIMARY DOCUMENT X0306 4 2015-01-26 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR C/O EMCORE CORP 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 true false false false Common Stock 2015-01-26 4 A false 3788 0 A 140674 D Common Stock 43750 I By Spouse Common Stock 2500 I By Spouse In Pension Fund Common Stock 2500 I By Trust For Benefit Of Daughter Shares acquired pursuant to EMCORE Corporation 2007 Directors' Stock Award Plan. The shares of common stock were awarded to the Reporting Person for his service as a non-employee director. /s/ Alfredo Gomez, attorney-in-fact 2015-01-27