0001214659-15-000637.txt : 20150128 0001214659-15-000637.hdr.sgml : 20150128 20150128164228 ACCESSION NUMBER: 0001214659-15-000637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINE GERALD J CENTRAL INDEX KEY: 0001206151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 15555369 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 4 1 marketforms-29074.xml PRIMARY DOCUMENT X0306 4 2015-01-26 0000808326 EMCORE CORP EMKR 0001206151 FINE GERALD J C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA 91803 true false false false Common Stock 2015-01-26 4 A false 18939 0 A 18939 D 7,576 shares were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan, and 11,363 shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan. 7,576 shares of common stock were awarded to the Reporting Person for his service as a non-employee director; 1,894 shares of common stock were awarded to the Reporting Person for his service as Co-Chairman of the Board; and 9,469 shares of common stock were awarded to the Reporting Person for additional workload the Reporting Person took on in 2014 in connection with a strategy review process undertaken by the Issuer. Gerald J. Fine 2015-01-27