0001214659-14-003316.txt : 20140506
0001214659-14-003316.hdr.sgml : 20140506
20140506213547
ACCESSION NUMBER: 0001214659-14-003316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140505
FILED AS OF DATE: 20140506
DATE AS OF CHANGE: 20140506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 14818687
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
gomez.xml
OWNERSHIP DOCUMENT
X0306
4
2014-05-05
0
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
0
1
0
0
Gen. Counsel and Corp. Sec.
Common Stock
2014-05-05
4
S
0
1540
4.87
D
12355
D
Common Stock
4485
I
By 401(k) Plan
All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were granted under the Company's 2010 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).
Shares attributable to EMCORE Corporation 401(k) account as of March 31, 2014.
/s/Alfredo Gomez
2014-05-06