0001214659-14-000573.txt : 20140124
0001214659-14-000573.hdr.sgml : 20140124
20140124211151
ACCESSION NUMBER: 0001214659-14-000573
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140123
FILED AS OF DATE: 20140124
DATE AS OF CHANGE: 20140124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOU HONG Q
CENTRAL INDEX KEY: 0001156899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 14547287
4
1
marketforms-22369.xml
PRIMARY DOCUMENT
X0306
4
2014-01-23
0000808326
EMCORE CORP
EMKR
0001156899
HOU HONG Q
10420 RESEARCH ROAD, SE
ALBUQUERQUE
NM
87123
true
true
false
false
CEO & President
Restricted Stock Units
2014-01-23
4
A
false
75000
0
A
Emore Common Stock
75000
75000
D
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Vests in three equal annual installments commencing on January 23, 2015. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
/s/ Alfredo Gomez, attorney-in-fact
2014-01-24