0001214659-14-000184.txt : 20140107 0001214659-14-000184.hdr.sgml : 20140107 20140107182908 ACCESSION NUMBER: 0001214659-14-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140106 FILED AS OF DATE: 20140107 DATE AS OF CHANGE: 20140107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 14514614 4 1 marketforms-21928.xml PRIMARY DOCUMENT X0306 4 2014-01-06 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 true false false false Common Stock 2014-01-06 4 A false 7921 0 A 863701 D Common Stock 856016 I By The Morningstar Trust The shares were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan. The shares of common stock were awarded to the Reporting Person for his service as a non-employee director. /s/ Thomas Russell 2014-01-07