0001214659-13-006366.txt : 20131112 0001214659-13-006366.hdr.sgml : 20131111 20131112205201 ACCESSION NUMBER: 0001214659-13-006366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 131212170 4 1 marketforms-20588.xml PRIMARY DOCUMENT X0306 4 2013-11-07 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 true false false false Common Stock 2013-11-07 4 A false 5922 0 A 855780 D Common Stock 856016 I By The Morningstar Trust Shares acquired pursuant to EMCORE Corporation 2007 Directors' Stock Award Plan. The shares of common stock were awarded to the Reporting Person for his service as a non-employee director. /s/ Thomas Russell 2013-11-07