0001214659-13-004719.txt : 20130815
0001214659-13-004719.hdr.sgml : 20130815
20130815172736
ACCESSION NUMBER: 0001214659-13-004719
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130813
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDS REUBEN F JR
CENTRAL INDEX KEY: 0001035939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 131043214
MAIL ADDRESS:
STREET 1: C/O EMCORE CORP
STREET 2: 394 ELIZABETH CORP
CITY: SOMERSET
STATE: NJ
ZIP: 08893
4
1
marketforms-19421.xml
PRIMARY DOCUMENT
X0306
4
2013-08-13
0000808326
EMCORE CORP
EMKR
0001035939
RICHARDS REUBEN F JR
C/O EMCORE CORP
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
true
false
false
false
Common Stock
2013-08-13
4
S
false
5357
3.95
D
151529
D
Common Stock
2013-08-13
4
S
false
14643
3.9502
D
136886
D
Common Stock
43750
I
By Spouse
Common Stock
2500
I
By Spouse In Pension Fund
Common Stock
2500
I
By Trust For Benefit Of Daughter
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $3.95 to $3.96 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
/s/ Alfredo Gomez, attorney-in-fact
2013-08-15