0001214659-13-004602.txt : 20130813 0001214659-13-004602.hdr.sgml : 20130813 20130813182551 ACCESSION NUMBER: 0001214659-13-004602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Alfredo CENTRAL INDEX KEY: 0001511120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 131034385 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 marketforms-19423.xml PRIMARY DOCUMENT X0306 4 2013-08-12 0000808326 EMCORE CORP EMKR 0001511120 Gomez Alfredo 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 false true false false Gen. Counsel and Corp. Sec. Common Stock 2013-08-12 4 S false 3800 4.00 D 10304 D Common Stock 2013-08-13 4 S false 766 4.00 D 9538 D Common Stock 3258 I By 401(k) Plan Includes 4,167 shares of restricted stock vesting on January 28, 2014, and 4,167 shares of restricted stock vesting on May 3, 2014 Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2013. /s/Alfredo Gomez 2013-08-13