0001214659-13-001078.txt : 20130227 0001214659-13-001078.hdr.sgml : 20130227 20130227175020 ACCESSION NUMBER: 0001214659-13-001078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINSWIG MARK CENTRAL INDEX KEY: 0001265677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 13648205 MAIL ADDRESS: STREET 1: EMCORE CORP STREET 2: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 marketforms-13293.xml PRIMARY DOCUMENT X0306 4 2013-02-25 0000808326 EMCORE CORP EMKR 0001265677 WEINSWIG MARK C/O EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 false true false false Chief Financial Officer Common Stock 2013-02-25 4 D false 3013 5.995 D 20948 D Common Stock 2013-02-27 4 D false 6700 5.66 D 14248 D Common Stock 3020 I By 401(k) Plan Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2012. /s/ Alfredo Gomez, attorney-in-fact 2013-02-27