0001214659-13-000929.txt : 20130219 0001214659-13-000929.hdr.sgml : 20130219 20130219214847 ACCESSION NUMBER: 0001214659-13-000929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCorkle Sherman CENTRAL INDEX KEY: 0001479494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 13625117 MAIL ADDRESS: STREET 1: C/O EMCORE CORPORATIO STREET 2: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 marketforms-12901.xml PRIMARY DOCUMENT X0306 4 2013-02-08 0000808326 EMCORE CORP EMKR 0001479494 McCorkle Sherman C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBQUERQUE NM 87123 true false false false Common Stock 2013-02-08 4 S false 2250 6.52 D 8000 I By 401(k) Plan Common Stock 2013-02-14 4 S false 17478 6.1969 D 100 D Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $6.50 to $6.53 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $6.15 to $6.24 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Sherman McCorkle 2013-02-19