0001214659-13-000495.txt : 20130201
0001214659-13-000495.hdr.sgml : 20130201
20130201190749
ACCESSION NUMBER: 0001214659-13-000495
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 13568013
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
marketforms-12205.xml
PRIMARY DOCUMENT
X0306
4
2013-01-31
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
false
true
false
false
Gen. Counsel and Corp. Sec.
Common Stock
2013-01-31
4
S
false
12928
6.00
D
15888
D
Common Stock
2698
I
By 401(k) Plan
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Includes 4,167 shares of restricted stock vesting on January 28, 2014, and 8,334 shares of restricted stock vesting in two equal annual installments beginning on May 3, 2013.
Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2012.
/s/Alfredo Gomez
2013-02-01