0001214659-12-005685.txt : 20121231
0001214659-12-005685.hdr.sgml : 20121231
20121231125820
ACCESSION NUMBER: 0001214659-12-005685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20121231
DATE AS OF CHANGE: 20121231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOU HONG Q
CENTRAL INDEX KEY: 0001156899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 121293037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
marketforms-10041.xml
PRIMARY DOCUMENT
X0306
4
2012-12-28
0000808326
EMCORE CORP
EMKR
0001156899
HOU HONG Q
10420 RESEARCH ROAD, SE
ALBUQUERQUE, NM 87123
true
true
false
false
CEO & President
Common Stock
2012-12-28
4
S
false
3436
4.3358
D
76315
D
Common Stock
7734
I
By 401(k) Plan
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.29 to $4.4112 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
/s/ Alfredo Gomez, attorney-in-fact
2012-12-31