0001214659-12-005652.txt : 20121226 0001214659-12-005652.hdr.sgml : 20121226 20121226171701 ACCESSION NUMBER: 0001214659-12-005652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 121285839 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 marketforms-9977.xml PRIMARY DOCUMENT X0306 4 2012-12-21 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 true false false false Common Stock 2012-12-21 4 J false 286007 4.48 A 856016 I By The Morningstar Trust Common Stock 849858 D These shares were acquired from Gallium Enterprises, Inc. in settlement of certain amounts owed to the reporting person. /s/ Thomas Russell 2012-12-24