0001214659-12-004352.txt : 20121002
0001214659-12-004352.hdr.sgml : 20121002
20121002195817
ACCESSION NUMBER: 0001214659-12-004352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDS REUBEN F JR
CENTRAL INDEX KEY: 0001035939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 121125080
MAIL ADDRESS:
STREET 1: C/O EMCORE CORP
STREET 2: 394 ELIZABETH CORP
CITY: SOMERSET
STATE: NJ
ZIP: 08893
4
1
marketforms-6545.xml
PRIMARY DOCUMENT
X0306
4
2012-09-30
0000808326
EMCORE CORP
EMKR
0001035939
RICHARDS REUBEN F JR
C/O EMCORE CORP
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
true
true
false
false
Exec Chairman & Chair of Board
Common Stock
2012-09-30
4
M
false
8333
A
145074
D
Common Stock
2012-09-30
4
M
false
17812
A
162886
D
Common Stock
2012-09-30
4
M
false
10000
A
172886
D
Common Stock
43750
I
By Spouse
Common Stock
2500
I
By Spouse In Pension Fund
Common Stock
2500
I
By Trust For Benefit Of Daughter
Restricted Stock Units
2012-09-30
4
M
false
8333
D
2015-09-30
Common Stock
8333
0
D
Restricted Stock Units
2012-09-30
4
M
false
17812
D
2015-09-30
Common Stock
17812
0
D
Restricted Stock Units
2012-09-30
4
M
false
10000
D
2015-09-30
Common Stock
10000
0
D
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. On September 30, 2012, the Issuer settled the restricted stock units in common stock.
Pursuant to a general separation and release agreement, dated August 6, 2012, between the Issuer and the Reporting Person, all outstanding restricted stock units of the Reporting Person vested on September 30, 2012, in conjunction with the Reporting Person?s separation from the Issuer.
The restricted stock units were awarded to the reporting person for no cash or other similar consideration.
/s/ Alfredo Gomez, attorney-in-fact
2012-10-02