0001214659-12-003861.txt : 20120828
0001214659-12-003861.hdr.sgml : 20120828
20120828213703
ACCESSION NUMBER: 0001214659-12-003861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120827
FILED AS OF DATE: 20120828
DATE AS OF CHANGE: 20120828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDS REUBEN F JR
CENTRAL INDEX KEY: 0001035939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 121061266
MAIL ADDRESS:
STREET 1: C/O EMCORE CORP
STREET 2: 394 ELIZABETH CORP
CITY: SOMERSET
STATE: NJ
ZIP: 08893
4
1
marketforms-4942.xml
PRIMARY DOCUMENT
X0306
4
2012-08-27
0000808326
EMCORE CORP
EMKR
0001035939
RICHARDS REUBEN F JR
C/O EMCORE CORP
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
true
true
false
false
Exec Chairman & Chair of Board
Common Stock
2012-08-27
4
S
false
7358
4.8558
D
136741
D
Common Stock
43750
I
By Spouse
Common Stock
2500
I
By Spouse In Pension Fund
Common Stock
2500
I
By Trust For Benefit Of Daughter
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.79 to $4.90 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Includes 25,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in two equal annual installments beginning on January 28, 2013.
/s/ Alfredo Gomez, attorney-in-fact
2012-08-28