-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2xrDxNLZHkfIElAuLxv0O4GgsJ5EqsxKpwmJkjzcN8BClJy9AcDTjnQaACmEVBA k2kYKLFkiSBvMXCpAL7+jg== 0001145443-11-000235.txt : 20110223 0001145443-11-000235.hdr.sgml : 20110223 20110223160344 ACCESSION NUMBER: 0001145443-11-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110218 FILED AS OF DATE: 20110223 DATE AS OF CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larocca Christopher M CENTRAL INDEX KEY: 0001465498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 11632221 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 d27933.xml FORM 4 X0303 4 2011-02-18 0 0000808326 EMCORE CORP EMKR 0001465498 Larocca Christopher M 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 0 1 0 0 Chief Operating Officer Emcore Common Stock 2011-02-18 4 A 0 416 2.40 A 103235 D Emcore Common Stock 18896 I By Trust 401(k) Shares attributable to EMCORE Corporation 401(k) account as of January 31, 2011. Shares were purchased under the Company's Director and Officer Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d). Includes 70,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012. Alfredo Gomez, attorney-in-fact 2011-02-23 -----END PRIVACY-ENHANCED MESSAGE-----