-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpFSSQjmi/ENOOUvJ+xWrFI/wNv5QI4NsxhAl0kO3y8ZHa47wpEzX88sm51Od4ff VKsz3uey3wk7oyfFdLDrMw== 0001145443-11-000113.txt : 20110201 0001145443-11-000113.hdr.sgml : 20110201 20110201175323 ACCESSION NUMBER: 0001145443-11-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110128 FILED AS OF DATE: 20110201 DATE AS OF CHANGE: 20110201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larocca Christopher M CENTRAL INDEX KEY: 0001465498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 11564283 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 d27841.xml X0303 4 2011-01-28 0 0000808326 EMCORE CORP EMKR 0001465498 Larocca Christopher M 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 0 1 0 0 Chief Operating Officer Common Stock 2011-01-28 4 A 0 70000 1.42 A 102819 D Common Stock 18896 I By Trust 401(k) Vests in three equal annual installments beginning on January 28, 2012. Shares attributable to EMCORE Corporation 401(k) account as of January 31, 2011. Note that 10,000 shares attributable to EMCORE Corporation 401(k) account owned by the reporting person were unintentionally omitted from the Form 4 filed on March 24, 2010. /s/ Christopher Larocca 2011-02-01 -----END PRIVACY-ENHANCED MESSAGE-----