-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FbI4+Z4znG55OuwzZp1g46w6xRQLU/qF+194sRWxd/73GrPwHb54H+T4CWdWseWt jbKr8+jZOsB4PslFk7TxgQ== 0001140361-10-041004.txt : 20101013 0001140361-10-041004.hdr.sgml : 20101013 20101013120402 ACCESSION NUMBER: 0001140361-10-041004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101011 FILED AS OF DATE: 20101013 DATE AS OF CHANGE: 20101013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINSWIG MARK CENTRAL INDEX KEY: 0001265677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 101120899 MAIL ADDRESS: STREET 1: AVANEX CORP STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 doc1.xml FORM 4 X0303 4 2010-10-11 0 0000808326 EMCORE CORP EMKR 0001265677 WEINSWIG MARK C/O EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 0 1 0 0 Chief Financial Officer EMPLOYEE STOCK OPTION (RIGHT TO BUY) 0.95 2010-10-11 4 A 0 300000 0.00 A 2020-10-11 COMMON STOCK 300000 300000 D This option vests annually in five equal annual tranches beginning on 10/11/2011. /s/ Mark Weinswig 2010-10-11 -----END PRIVACY-ENHANCED MESSAGE-----