-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2+RYz4NKI/aO+KLt5rUbpYIZtGvJKo7HrSSxt/HBMNeq/ViT0QZigCkkDKdVTzd 724wMEv+AtIte7y9jZrOkA== 0001132072-09-000295.txt : 20090729 0001132072-09-000295.hdr.sgml : 20090729 20090729165453 ACCESSION NUMBER: 0001132072-09-000295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090727 FILED AS OF DATE: 20090729 DATE AS OF CHANGE: 20090729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 09970784 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 s11-9289a_ex.xml X0303 4 2009-07-27 0 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 1 0 0 CEO & President Employee Stock Option (Right to Buy) 1.25 2009-07-27 4 A 0 200000 0 A 2019-07-27 Common Stock 200000 1537500 D This option vests annually in four equal tranches beginning on 7/27/2010. /s/ Hong Q. Hou 2009-07-29 -----END PRIVACY-ENHANCED MESSAGE-----